Week 10: Lecture 48: An introduction to Nuclear Astrophysics – Part 2
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This lecture continues the exploration of nuclear astrophysics by first examining the compelling evidence for dark matter and dark energy, which together constitute approximately 96% of the universe's total mass-energy content, leaving only about 4% as ordinary matter. The primary evidence for dark matter stems from galactic rotation curves, notably in the Messier 33 galaxy, where stars at the outer edges orbit faster than expected based on visible mass alone, suggesting the presence of unseen gravitating matter. Additional support comes from gravitational lensing, observations of colliding galaxy clusters like the Bullet Cluster, and tiny anisotropies in the cosmic microwave background. While some physicists propose modifying Newton's laws to explain these phenomena without dark matter, the prevailing view remains that unknown particles interact only weakly or gravitationally. Searches for these particles using terrestrial detectors have so far yielded no definitive results, ruling out certain mass ranges but leaving open possibilities such as axions or primordial black holes.
In contrast, dark energy is inferred from the accelerating expansion of the universe, originally observed through Type Ia supernovae acting as standard candles. Although early analyses in 2011 supported the existence of dark energy, later studies with larger datasets have suggested alternative explanations, such as an attractor at the edge of the universe, indicating ongoing debate within the cosmological community. The lecture then transitions to the source of the Sun's energy, historically misunderstood as gravitational contraction until Lord Kelvin's estimates conflicted with geological evidence for Earth's age. Ernest Rutherford's work on radioactive decay established that Earth must be billions of years old, necessitating a new energy source, which was identified by Arthur Eddington and Hans Bethe as nuclear fusion. Bethe's Nobel-winning research in the 1930s and 1960s detailed how hydrogen fuses into helium, releasing vast amounts of energy that sustain the Sun for billions of years.
The dominant mechanism powering the Sun is the proton-proton (PP) fusion chain, which begins with two protons fusing via the weak interaction to form deuterium, a slow process that allows the Sun to shine steadily over eons. This chain proceeds through radiative captures and beta decays involving isotopes like helium-3, lithium-7, and beryllium-7, ultimately producing helium-4 and neutrinos. A minor branch of this chain involves electron capture by beryllium-7, yielding a monoenergetic neutrino that has yet to be detected, while another rare pathway produces high-energy boron-8 neutrinos. The lecture also covers the CNO cycle, proposed by Bethe and Critchfield, which becomes dominant in hotter, more massive stars but contributes only about 1% to the Sun's energy output due to its lower core temperature. These fusion processes not only explain solar luminosity but also provide a framework for understanding stellar evolution, eventual white dwarf formation, and the detection of neutrinos that confirm nuclear reactions occurring deep within the Sun.
Read the full video transcript
So this lecture we continue with our
discussion of nuclear astrophysics.
Uh so initially we will talk about the
evidence for dark matter and dark energy
and then we will talk about what powers
the sun. What is it uh that uh leads to
so much of energy production in the sun
and that is the main reaction chain is
the PP fusion chain.
So let's first talk about dark matter.
The strongest evidence for dark matter
is the so-called rotation curves of
stars and galaxies which show that there
is a gravitating matter inside of the
orbit which does not seem to be seen
through electromagnetic radiation
and this was therefore referred to as
dark matter by Ziki in 1933 and more
convincing evidence was uh found by Vera
Rubin in 1970.
So this is in the so Ziki's ideas and
our conclusions
and of course Rubin's uh you know
conclusions were are all summarized in
this paper of astrophysical journal in
1970.
So uh the evidence is like this one
example of that is the rotation curve of
the so-called Nessier galaxy 33. So what
you find is that if you go out from the
center of the galaxy then the velocity
uh increases like this but it is
supposed to decrease if uh you you look
at the stars that give out light and so
it initially increases and then it
should decrease. Whereas what has found
in this Messier galaxy and this is just
one of many that have been seen uh is
that it goes up and where it is supposed
to fall it actually keeps on rising
albeit at a slower rate. Okay. So the
conclusion was that uh the and of course
these would be very few stars here as
you go out in the galaxy but uh this
rotation curve meant that there's some
other kind of matter which is
interacting gravitationally but we which
we don't see through the electromagnetic
spectrum because it doesn't interact
electromagnetically. That was the
belief. So the other evidences for this
dark matter include gravitational
lensing. That mean there is a strong
source which you see in a lensed way uh
in uh so the there is some matter there
which is actually focusing uh light
which otherwise would have gone out. Uh
and uh so this lensing phenomena is what
is seen. Then the structure of the
galaxy clusters there is a so-called
bullet cluster where you see uh two
galaxies going through each other or
and uh you you see that the thing which
is giving out light is actually not
moving in the same manner that the
whole cluster as a whole is moving. So
there is some dark matter in this which
is causing this effect. And then of
course there are anisotropies in the
cosmic microwave background very tiny
anisotropies at the level of one part in
10 the 3 10 the 4 and uh this can also
be explained by the existence of dark
matter an alternate explanation of
course requires a modification of
Newton's law of gravitation and uh the I
mean the kind of modification that is
required is that you should it should be
stronger at larger distances than 1x r²
if it falls off by 1x r² then you at
this if it falls off slower at larger
distances then you could get something
like this dependence. Now what is the
rationale or what the reason for this
so-called modification of Newton's uh
law go by the name of Mond uh that is of
course not known but if you just from
the data if you say that there is
something like this happening stronger
than the fall of like 1x r² so it is r
to the power of delta where delta at
large distances it is less than two then
of course This can explain this rotation
curve and many other phenomena. Uh the
other hand there are some things that
cannot be explained by the existence of
dark matter but which can be explained
by this and vice versa. So the field is
still open.
Uh so this is the same rotation curve is
shown as a in a blown up way. This is
observations from the 21 cm hydrogen
line. This is a microwave line and this
is observation from star light and this
is what you I I'm repeating what is
expected from a visible disc and this is
what you actually observe and so this
can be explained if you have dark matter
or as I said a modified neutron gravity.
So the next question would be what is
dark matter made of? Uh so there have
been several searches for uh the
constituents of this dark matter uh and
these uh uh range from a few GEV to
hundreds of GE and uh since this dark
matter doesn't interact there has to be
of course some known some interaction
which is just yet unknown maybe at the
level of millak or super weak uh if
these D0 particles are there then as we
plow through this as the Earth plows
through this dark matter. Uh we should
see evidence of that. So these dark
matter particles can scatter off nuclei
in your detector and you should see a
telltale signal corresponding to that.
So [snorts] the searches on terrestrial
searches involving light and heavy
nuclei have been carried out with very
low thresholds, low background. So it is
placed deep underground locations and so
on. But we have as yet not found any
firm evidence. uh it could also be that
we are looking in the wrong places. So
examp for example could the dark matter
just consist of black holes or axons and
so this is there is a review in this
Canadian journal of physics uh 2025
which you could look up for more details
and in any case one of the exclusion
plots in this uh paper uh rules out
sigma v uh as a function of the mass of
this dark matter particle. This here
it's called Kai. So in Gev. So right
from about 10 the minus Q * 10us 3 GV
that means of the order of MEV to about
10 7 G there are bounds. So this part is
ruled out by various kinds of
experiments and uh it could still be
that you have uh sigma V could be in
this ballpark. So the smaller the
cross-section of course it becomes
harder to detect. uh of course we don't
know what that interaction process is as
I said it could be midi or micro weak
and so on level
so the colored regions as I said again
repeating are excluded by experiment so
this is typically like any other uh
plots that we have seen this is a
exclusion plot for dark matter velocity
product with cross-section
versus mass
okay now dark energy is even more
difficult to probably understand but
there's a Nobel Prize given to this kind
of conclusion that was drawn by three
physicists who got the Nobel prize here
in 2011 but of course there are many
other experiments also uh experimental
data that has been looked at and so the
expansion of the universe appears to be
accelerating
uh based on Hubble velocity measurements
using type 1A supernova which are
supposed to be standard candles in uh
astrophysics.
So using this data of course at that
time they had a somewhat limited data
set but within that by analyzing that
data set they came to the conclusion
that there is dark energy and this is
causing an accelerated expansion.
So
if one examines a much larger data set
which is data sets which are now
available of type 1 a supernova then the
conclusions seem to be different and one
such paper is here it's a a 2018 paper
evidence for isotropy of cosmic
acceleration and they attributed not to
a dark energy but just due to some
attractor which is sitting at the edge
of the the universe.
Okay. So if you go by the paradigm that
many people most people believe in most
cosmologists believe in uh and this is
taken from the one of the Nobel
laureates lectures in 2011 then we
believe that we have about 72% dark
energy 24% dark matter and what we see
is only 4%. Okay. So there is lot of
according to this uh you know paradigm
there is a lot of dark energy and dark
matter that is around.
Now let's come to something which is
which has been measured in over the last
you know 60 years or so more than that.
Uh so this has to do with what powers
the sun are the reactions the fusion
reaction chains. uh we have evidence for
those reactions going on because we have
observed solar neutrinos and indeed this
uh careful study of those led to a
so-called solar neutrino problem and
that also was sorted out that was solved
by looking at reactions that don't
depend on the flavor of the neutrino
that you're observing and uh also we
will talk a little bit about
measurements of nuclear properties and
reactions of astrophysical interest of
course all of that will not be covered
covered in this particular lecture but
this is the general flow that will be
there of the lectures. So these are the
some of the important uh references Hans
Beth's Nobel lecture in ' 67. So apart
from many things that Hansbay did he
also you know was the first one to say
that uh to delineate how nuclear
reactions actually cause energy
production in the sun. Then there is a
very nice uh paper in nature on by John
Beall how does the sun shine also on the
Nobel website Nobel prize website. Ray
Davis in his 2002 Nobel lecture a half
century with solar nutrinos. And then
these are two reviews which summarize
all the nuclear data that existed around
the end of the uh 20th century.
thought 26 27 years ago.
So
uh how did we come to this conclusion
that nuclear reactions are the source of
solar energy?
So
early on in uh you know 1854 1862 Lord
Kelvin proposed that meteors falling
into the sun release gravitational
potential energy. The sun is of course a
massive object. So there are bodies that
can fall into the sun. uh they can get
captured and that can release uh the
gravitational potential energy. So the
rate at which this happens from there
you can get the estimated sun's age uh
as something like 30 million years. So
the sun was just born 30 million years
ago. So this is basically from the
potential energy of gravitation of the
sun and divided by de by dt rate at
which these things uh meteors or other
objects fall into the earth. So of
course this trashed the Darwinian theory
which required at least 300 million
years if not more billions of years to
for life to evolve the way it is the
kind of variety that we have plants and
you know fish life in the sea life on
land and so on. So this opposed uh this
went opposite to the requirement of
Darwin.
Now,
Rutherford using the uh law of uh uh you
know radioactive decay law was able to
date things on the earth and he showed
that uh the life of the uh the earth the
earth has lived at least a few billion
years. Okay. So if the earth is so many
billion years old, the sun also has to
be and so this cannot be the source of
energy in the sun.
In 1920, Edington realized the potential
of nuclear processes because by that
time uh some of the nuclear reactions
were known and for in I mean uh for
instance Aston's mass measurements
showed that you can get a huge amount of
energy four protons combined to give
four helium. Of course, what else uh
they didn't quite know. Uh although beta
decay was known, but the nutrino was not
known at that time. But just the mass
measurements told uh people at that time
including Edington who was the first one
to point out the potential that four
protons can combine to give four helium
and energy release. This energy release
was in the region of MV and that is to
be compared with the electron volt
energy released in atomic chemical
processes. Okay. So this was potentially
a very attractive source. But it was not
until the 30s that Beth was able to show
that there is a series of reactions that
take place that can actually give rise
to these uh the power production in the
sun. Now as far as the age of the earth
and the sun goes, uh Rutherford through
his exponential decay law which is uh
which uh led to dating of the earth
through uranium and thorium
measurements. Uranium for instance the
ratio of the 235 to 238 that already
gives a clue as to the
you know the
time scale on which these are produced
because U235 decays much faster than
U238 and so although initially it might
have produced been produced in roughly
equal numbers the present abundance of
U235 is about only about 7%. So you
require uh about four or five billion
years u time so that this ratio gets
reduced. So uh Rutherford this is a
quote from Rutherford's Royal
Institution lecture in 1904.
I came into the room which was half dark
and presently spotted Lord Kelvin. The
audience realized that I was in trouble
because I wanted to talk about the age
of the earth which was billions of years
and these views conflicted with his. To
my relief, Kelvin fell fast asleep. But
as I came to the important point, I saw
the old bird which is referring to
Kelvin sit up open an eye and a
baleful glance at me. Then a sudden
inspiration came and I said Lord Kelvin
had limited the age of the earth
provided no new source of energy was
found. That prophetic utterance referred
to what we uh now considering tonight
radium because of course radium releases
a lot of energy in alpha decay me
energy. And behold the old boy beamed on
me. Okay. So it was uh so anyway this
refers to the source of energy not still
to the uh lifetime of the earth but this
is just the uh age of the earth based on
uh you know the production of energy the
source of energy and if radioactivity or
indeed nuclear reactions as we came to
know later is the source then of course
uh this conclusion is has to be changed.
So Edington as I said in 1920 realized
that if indeed the subatomic energizing
the stars is being free freely used to
maintain their great furnaces it seems
to bring a little it seems to bring a
little nearer to fulfillment our dream
of controlling this latent power for the
well-being of the human race or for its
suicide
sort of precient statement by Edington
because of course if you go the wrong
way you can use nuclear bombs to kill
everybody in this on this planet. So
this is the same statement here. So I
think I should cut that out. I should
remove this.
This is the same thing and how it got
duplicated here.
Okay.
Uh I should say here duplicate
duplicate.
Okay, so this the basis on which of
course Edington said that you can power
the sun this way or stars indeed is that
you have this binding energy curve which
came about as a result of Aston's mass
measurements. So if you have hydrogen
and uh you know with the which combines
to form helium then the binding energy
goes up and that energy can be then
released. So in fact four protons
combining to give helium actually give
rise to about 28 me
and u so so helium should be somewhere
here at about 7 7 m per nucleon binding
energy. Okay so if you have protons four
protons combining you had seven into
four and you have 28 m roughly released.
Okay, so we go back uh a bit of history
of how the nuclear reactions
were discovered to power the sun.
Weisacer proposed the PP and CNO
reactions in two papers in 37 and 38 but
without any details of energy production
in stars of the sun. Beth and Critfield
used this reaction and they estimated
the rate at which it occurs in the sun
and therefore the uh
the powering of the sun through this
reaction. But however in the first 1939
paper of Beth uh he actually used the
CNO cycle uh which was the main uh he
proposed to be the main source of energy
production in the star in the sun. In
the second paper he mentioned this and
worked out some details and uh so
subsequent reactions were given equal
importance at the CNO cycle. However the
nutrino was absent in this reaction if
you notice uh so though it is talked
about later in the paper. These are the
two papers these are the the two seinal
papers of methane and uh uh they
eventually led to a Nobel Prize for me
in 1967.
So the source of these uh this CNO cycle
or the reactions that place in the CNO
cycle are given here. Carbon interacts
with hydrogen to give you nitrogen 13.
Then you have uh nitrogen 13 decaying.
Carbon 13 plus hydrogen giving you
nitrogen 14. Nitrogen 14 plus hydrogen
giving you oxygen 15. Oxygen 15 going to
nitrogen 15 through beta decay. And
finally nitrogen 15 going to carbon 12
plus alpha. So these are the reactions
mentioned in that paper and uh here is a
portrait of painting of Hansb and this
is him receiving the Nobel Prize in 67.
Okay. So the other reaction that was
considered by him in the subsequent
paper was this H+ H going to D plus E+
and the neutrino was not mentioned in
that. Of course later as I said later
part of that paper does mention the
neutrino uh because at that time it
looked as though the nutrino is not
going to be detected. So perhaps he
thought what the point of putting it
here. Uh also if you notice the angular
momentum is not conserved because this
is half and half and this is one and
half. So this is half integral this is
integral. But anyway this is how the
paper was. So the paper goes on to say
that if the star core temperature is
about 16 million kelvin then the PP
dominates while if it is greater then
the CNO cycle dominates. Uh so as we now
know the stellar interior I mean this
core temperature of the sun is more in
this region than in the higher region.
So we and also it's a early sort of
generations star so that we don't have
enough of CN
produced.
So if uh if the sun evolves it'll
probably become a white dwarf when the
nuclear fusion will stop and then the
gravitational contraction is halted by
the electron degeneracy pressure. It's a
fermy dra statistics that is involved
here and since it's relatively small uh
it will be halted by this degeneracy. Of
course, if you have heavier stars then
they would uh contract till you get a
neutron core.
Okay. So these are the PP fusion
reactions that take place. So this is
so-called PP1, PP2, PP3 cycles and there
is also a PP4 chain. So the PP1 chain is
P plus P. This is dominant reaction that
occurs. This is P plus P going to
dutarium plus positron plus electron
type of neutrino. Now it is indeed
fortunate that this is the first
reaction in this PP chain and it's uh
the interaction responsible for this
reaction is of course the weak
interaction and since it is weak these
reactions will continue to go on for a
few more billion years. Had this not
been the case, had this been some strong
or electromagnetic interaction process
such that nutrino was not there. So for
instance, if the two protons actually
had a bound state, two hydrogen uh two
helium state, then this reaction would
have proceeded very rapidly and uh you
would have this star uh you could have
this you know the sun die in just uh
less than a day rather than so many
billions of years. uh the energy release
is small 420 keV. Uh the next steps are
of course given here P plus D going to
helium 3 plus gamma. Then the helium 3
helium 3 goes to four helium plus 2
proton. Notice that this is a reaction
in which all charged particles four
helium and two protons. This is a
electromagnetic uh process involved
here. It's radiative capture of a proton
and a neutron. Uh then there is
berillium 7 plus electron. This is a
radiative uh so sorry this is electron
capture in the nucleus which produces
seven lithium and a neutrino. This is a
monergetic nutrino. Um then of course
you can have lithium 7 plus p going to
two alpha particles. Uh this is a very
high energy release. uh but then you can
also have a radiative capture of on
berillium 7 that can produce this uh the
uh berillium 7 plus proton is an
important reaction it's often referred
to as the 17 reaction uh it gives rise
to boron 8 and a gamma ray and then the
boron 8 in turn decays to two berilmate
which decays to two alphas posetron and
a neutrino and the q value for this
reaction is very large of the order of
18 so this produces the highest energy
neutral knows in this whole process.
Okay. Uh berilium 8 of course decays to
dual for particles. The PP4 chain is at
a 2 ppm level. Helium 3 plus proton and
this is also a weak interaction process.
It gives rise to a
neutrino spectrum which goes all the way
up to 18.8 me. There is another reaction
that takes place uh in the sun which is
two protons and electrons. So this is a
three-body initial state but that goes
to a duterron plus a neutrino and that
gives rise to a monetic neutrino. So
which is a 1.44 me nutrino and uh this
has also probably not been observed uh
because it's a very weak uh process and
also it gives rise to a neutrino which
is only 2% 24% of the total reactions.
So this has not yet been seen.
Okay. So uh the as I said the PP chain
leads to uh neutrinos which are monetic
1.44 me but they have not yet been
detected.
Okay. So this is again the PP chain with
all the percentages and so on given. uh
you have this uh PP this is the
dominating one that decides actually how
fast the protons uh burn so to speak and
uh then of course you go all the way up
to uh 7 capture and then this uh
reaction which is only.12%.
So uh and then the boron goes into this
uh so this is the PP3 PP1 PP2 PP3 chain
and the PB4 is one which is very small
tries to a continuum but all the way up
to high energies of
okay so the other the cycle that was
considered by Beth initially was this
so-called CNO cycle which didn't of
course which he gave up in the context
of the sun but it still occurs at a at a
low level and indeed As we saw earlier,
the borax detector has found evidence
for the CNO cycle in the sun, but at a
level of about 1% of the
PP chain. So here you start out with uh
carbon 12. Then you go to to the
radiative capture by radiative capture
of a proton. Go to 13 nitrogen. 13
carbon by decay and then to P gamma
through 14 nitrogen. P gamma to 15
oxygen. Then again to 15 nitrogen. Of
course in between you have also P gamma
going to oxygen 14 and beta decaying
here. So there's an alternate way of
getting nitrogen 14. Then there's a beta
DK which goes takes you to 15 nitrogen.
Then a capture process which takes you
to oxygen 16. But there are also
alternative ways in which you can get
there and all the way up to 18 and even
19 florine when you go to neon 20 as
well. Okay. So this is uh taken from
these two references uh review articles
there there.
Okay. So in summary, we have uh
mentioned briefly our current
understanding of the composition of
matter and energy in the universe and we
believe that we only understand really
4% of uh the total matter energy content
and uh the dominant components as per
our present day understanding seems to
be that we don't know anything about
dark matter and dark energy. there's
something going on which there's more
definitive evidence for dark matter as
compared to dark energy. Of course,
there are alternate explanations of this
dark energy as well uh and also dark
matter which we have just mentioned. We
discuss also the need for fusion
reactions to power the sun and uh we
will discuss more of it in a subsequent
uh couple of lectures how you measure
these fusion reactions and so on. Thank
you.
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