Voices in the Code: A Story about People, Their Values, and the Algorithm They Made
Watch on YouTubeVideo summary
The video "Voices in the Code" explores how life-and-death algorithms are fundamentally shaped by human values rather than just technical metrics, drawing on a narrative centered around improving kidney transplant allocation systems. Historically, early rationing efforts like Belding Scribner's committee established a precedent for involving non-experts in ethical decisions, though these initial attempts often suffered from biases such as income discrimination. The modern system introduced the "LYFT" formula to maximize total life saved by prioritizing candidates predicted to gain the most years post-transplant; while this increased overall survival statistics, it inadvertently shifted demographics toward younger recipients and disproportionately affected racial minorities due to existing structural health disparities in the United States population.
Key lessons regarding algorithmic design highlight that transparency through independent audits is crucial for maintaining public trust, yet metrics evolve rapidly with technology, requiring proactive accountability rather than just fixing errors after they occur. The discussion emphasizes participatory governance as a necessary but costly process involving stakeholders over time to refine moral consensus, warning against the danger of "quantification" acting as a moral anesthetic that reduces complex ethical choices to numbers and creates a false sense of objectivity. Furthermore, algorithms inevitably inherit biases from historical data, making it difficult but essential to correct for missing populations, while misaligned financial incentives can discourage centers from accepting high-risk patients, demonstrating how policy shapes algorithmic outcomes more than code alone.
To address these challenges, the speaker argues that true expertise involves avoiding naive viewpoints while serving as a proxy for those lacking technical backgrounds by translating complex issues into accessible language without jargon. This translation of high-bandwidth expert communication to shared understanding is identified as one of the hardest problems in modern civilization, though AI offers promising solutions by meeting people at their specific linguistic and educational levels to explain public programs or navigate processes effectively. The session underscores that slowing down interactions is necessary to build shared meaning, utilizing tools like Copilot to map mental models from conversations into FAQs, while maintaining "groundedness" through high-touch human feedback on system alerts alongside technical analysis of internal gears.
Ultimately, the talk concludes by reinforcing the importance of moral considerations and accountability in developing algorithms that affect people's lives beyond healthcare, extending these principles to complex societal challenges such as housing or criminal justice systems. The speaker recommends reading David Robinson's book for further details, emphasizing that building trust requires fostering shared understanding across disciplines to navigate ethical trade-offs where statistical numbers are treated not as absolute truths but as estimates subject to bias and the need for careful interpretation under stress.
Read the full video transcript
Um, I'm very pleased to welcome David
Robinson today, who is going to be
giving a keynote talk on Voices in the
Code, a story about people, their
values, and the algorithm they made.
David Robinson is part of OpenAI's
safety systems team, where he focuses on
building trust through shared
understanding of OpenAI's technical
safety work. Throughout his career, he
has focused on interdisciplinary
sociotechnical research and practice.
Earlier, he built the policy planning
team in OpenAI's global affairs
organization, served on the faculty of
Apple University, and co-founded the
civil rights and technology nonprofit
Upturn.
So, welcome David. We're very happy to
have you here. Um, the format will be he
will speak for a while, and then at the
end we will have time for questions and
discussion. So, please stay muted
throughout the talk, and then there will
be the ability to ask questions at the
end. So, thank you so much for being
here, David, and please go ahead.
>> Thank you, and thanks, Emily, and and
thanks to everyone here. Um, it's an
honor to be with you. Um, I
uh am excited to be sharing this in a
context with statisticians because
uh biostatistics are are are are
important in the story. I will confess
up front that uh my own background is in
uh law and policy, and so the way that I
came to this was a little bit oblique.
I'll just say before we begin in
earnest, I had been interested for a
long time in how
uh algorithms that make important
decisions about people are governed. How
do we know that they're working
correctly? How do we know what values
are inside of them?
Uh and so on. And I actually was was
teaching a class where some students
identified the organ transplant system
as a case study. Um, and uh the the
presentation you're about to see on the
book that it describes are downstream
from uh those students not wanting to
write a paper about that, but uh me
getting very excited about uh this
topic. So, uh let's get right into it
and and and I really am looking forward
to the question and answer and
conversation piece. So, um you know, uh
you know, and definitely
like uh like to to get into that. So,
okay, uh let's get started. So, our
story actually begins at this airport
Marriott in Dallas, Texas on a chilly
morning in February of 2007.
A crowd of several hundred people is
gathered in a conference room inside for
the first preview of a new and
life-saving software product. Something
that's been in the works for several
years already at this point. Uh
these people have come together to
consider a new version of the algorithm
that whenever a donated kidney becomes
available anywhere in the United States,
uh this is the system that decides which
out of the more than 100,000 waiting
transplant patients will get an offer to
their transplant team that uh
amounts to a chance to receive that
organ.
Uh the previous generation of this
software is already in use and saving
many lives, but people in the room are
harshly critical of what's already been
shipped. They think that this time they
can do better and they're passionately
dedicated to getting things right both
ethically and technologically.
And they know that in order for their
efforts to succeed, a large number of
non-experts, people who are busy living
their lives, are ultimately going to
need to understand and trust the way
that this system works.
So,
um
the uh
the the background here uh perhaps
familiar to some in the audience. This
is a moral challenge that really began
with Teflon. Uh
the uh the synthetic plastic which is
the material that is used for the tubing
in this diagram of a shunt that can be
left in someone's arm. So, uh, kidneys,
uh, filter the blood. Most healthy
people have two of them. Dialysis is the
name for filtering the blood outside of
the body by machine. Uh, the very first
time that was done was actually during
World War II in Holland. Um, but there
was a problem, uh, which was that, uh,
you needed a large bore needle to get
the, uh, the blood in and out. And so,
uh, much the same way that injecting
drug users eventually run out of
injection sites, uh, people after about
a month who who needed dialysis, they
could be they could be kept alive, uh,
and really revived from an
a deathly ill state, uh, but only until,
uh,
the they ran out of places to put the
the needle in. This tube, uh, this this
Teflon tube changed everything because
it can be left in permanently and used
repeatedly to get blood in and out of a
patient's body. Um, and when this tube,
uh, was pioneered, uh,
it was in the office of a man named
Belding Scribner, a physician in
Washington state, who, uh, suddenly
found that because of this technology,
he could keep alive any kidney patient,
uh, that was in kidney failure,
essentially, or many of them. Uh,
but, uh, he only had four machines to do
the dialysis. So, he was inundated with
calls from physicians, nephrologists
around the country, who who wanted their
patients to have access to the
technology.
Um,
uh, but of course, uh, the doctors, uh,
orientation is to fight for every
patient. And rationing care is really a
moral challenge. And so, Scribner
decides to do something pretty radical.
He creates a committee of lay people
that you see pictured here from a 1962
Life magazine story. And the idea was
that this would happen in phases. First,
doctors would say which patients were
medically eligible for this dialysis
treatment, and then these lay people
would select from among the medically
eligible patients. Um
and um you can see who, you know, kind
of the these people are anonymous, but
you can see there's one woman in the
group. Uh so it's mostly men. There's a
clerical collar visible. Um and
to put a long story a long story short,
this did not go over well. It was seen
as very ad hoc. Uh the committee uh it
seemed tended to like income earners
with families to support. Um a couple of
scholars uh publishing a critique of
this wrote, "The Pacific Northwest, cuz
this was in Washington, the Pacific
Northwest is no place for a Henry David
Thoreau with bad kidneys." Right? Um so
there's lots to dislike about Dr.
Scribner's approach uh here, but there's
also something profoundly honest about
it. And I think it actually set the
foundation for uh the algorithm that
allocates kidneys even to this day.
And the idea was, "Look, the technology
might be complicated, but the hard
ethical choices that it presents us with
belong to a wider community and not only
to the technical experts."
And by the way, in order to get the
ethical input that we need, it's
necessary to bring lay people into the
fold and get them up to speed on how the
technology
uh works. And so
I'll skip over a bunch of the story, but
this essentially becomes
uh these become foundational premises
for the transplant system. Eventually,
Congress funds dialysis for most of the
people who need it, and then transplant
emerges as a superior therapy. This up
till this point, of course, we've been
talking about rationing not organs but
dialysis treatments, but eventually
transplant emerges as the as the
first-line therapy,
but they can't do that for everybody
either. And so, a national system
through the use of computers is what the
Organ Transplantation Act calls for.
Um
And um
there is there is an impulse uh o- over
time the the system evolves into
something that heavily prioritizes
waiting time. So, it's not quite wait
your turn, but it's something um that's
uncomfortably close to that from the
point of view of many critics. And so,
by the time people are getting organs,
sometimes uh they are
uh older and sicker and less able to
benefit uh from those transplants. And
so, back to that room in Dallas
uh where we began, the basic idea of the
new plan is to save the most life. And
roughly in this context, what that means
is matching each donated kidney to the
person who, as near as anyone could
predict, would gain more years of life
from it than any other candidate would.
And they call this concept LYFT, l y f
t, for life years from transplant. Uh
uh and the math behind this was was
really uh complicated because you have
to estimate several different things for
each person. Number one, how long would
they survive if they didn't get a
transplant? Two, what if they get this
kidney?
Uh
uh
how long is it going to last? And by the
way, if it failed, how long would they
survive after that? Um
uh so each of those questions had uh an
intricate uh debatable quantitative
model uh behind it. Uh one of the
critiques of the lift system was that uh
overall the C statistic
uh if you compare two candidates, which
um and I'm in a room full of
statisticians, so I should I should
tread carefully here, but my
understanding is that this is if you
pick two candidates, um you the question
is how often does the one who has the
higher lift score, that is to say the
longer predicted survival uh from
transplant or predicted gain in survival
from transplant, how long is it is it
how often is it right about which which
which candidate that is? And the answer
was uh 68% of the time. Um
uh and so one of the criticisms was this
is, you know, uh uh asking people to put
a lot of moral confidence into a system
that is uh as one of the critics uh
construed it, not much better than
flipping a coin. Um
uh
But the the basic idea here, the appeal
was we're going to save the most life
that we can. And I think at a values
level,
from the interviews of participants that
I did and the reviews of the archives,
um this seems to have been a
particularly strongly appealing idea for
medical experts. So when I went and I
interviewed people who were part of the
working group that had developed Lift, I
mean, you could hear passion in their
voices of the doctors, the clinicians
who worked on this telling me about its
virtues. Um
and I think part of the enthusiasm for
this approach comes from the values that
people are socialized into as they
acquire medical expertise, right? A
doctor may think in terms of fighting
for the most life possible for each
patient and typically wouldn't want to
regard any one patient as more or less
deserving than another. So, there was a
certain moral logic to saying a year of
life is a year of life. It's equally
valuable no matter who gets to live it.
Um and we can make more years of life in
total and that is better than fewer.
And the promise was a lot more years. If
the forecasts were right, then in each
calendar year that the new system Lift
was in effect compared to the old one
that focused on waiting time,
um there would be more than 10,000
additional years of life lived across
the United States relative to the old
way of giving out organs.
But,
Lift was not just going to change uh
how many years of life got lived. It was
also going to change who got to live
them.
Uh one of the most important factors in
the Lift calculation was the age of each
potential recipient. That factor alone
was about a quarter of the Lift score.
And what you're looking at here is a
forecast of how the age distribution of
organ recipients would would change
under the new system. And what you can
see is the existing system is in pink.
The uh proposed new one is in blue and
it's showing the percent of all
transplants going to recipients at each
decade of of age age position. So, the
fraction of transplants going to people
in their 20s was forecasted to triple
and the fraction going to people over 50
uh
was going to decline to less than half
of its former level.
And I want to take us to a very specific
moment in Dallas just after noon. All
the expert presentations are over and a
man uh named Clive Call, who you see
here pictured with his daughter, takes
to the stage. He's 54 years old. He's
the first person without an MD or PhD
to address the group.
He's a traffic engineer from Los
Angeles. Um, and his kidneys are on the
brink of failure. He has a rare genetic
disease called polycystic kidney
disease, which causes a gradual decline
in kidney function over the course of
one's life. He's a patient advocate for
group of patients with this disease, um,
who, uh, who can live patients with this
this disease can live, uh,
with their natural kidneys for many
years. But, eventually, if they live
long enough, they'll need a transplant
or else, like other people who have
kidney failure, they'll need to rely on
the risky and life-dominating ritual of
thrice-weekly dialysis to stay alive
from from one day to the next.
Understandably, um, Clive is focused
here on the big picture and not the
details. He only gets 5 minutes to make
his case, and he starts out with a
methodological objection against the new
system, um,
one that actually makes makes it unclear
whether or not he fully understands
what's being proposed. So, this is
actually a slide from his presentation.
Clive starts with with this objection.
He says, "Age isn't always a good proxy
for health. Sometimes a candidate in
their 50s would actually live longer
with a transplant than one in their
40s." Um, Clive seems to think that the,
uh, proposal is to use age as a bright
line so that younger patients would
always come first. Um, in fact, the
formula was more complicated than a
bright line. Age was the most important
among the factors, but, uh, there were
also other factors like diabetes status,
and sometimes the formula did, in the
end, favor a, uh, healthier candidate in
their 40s over a less healthy one in
their 40s. And so, uh, you can imagine
that the experts proposing the new
system might want to dismiss what Clive
is saying because if we really want to
be exacting about the details here, uh,
he's wrong. Um,
but having studied this and having
interviewed Clive a number of times, um,
I think that even if, uh, he was, uh,
mistaken on some details, he was right
on the gist. If he'd had a team of data
experts helping him prepare for this
moment, they probably would have helped
him sharpen, uh, the objection. Sure,
there are no bright lines based on age,
but age is being used as a proxy for
health, apparently because the system
doesn't have more detailed data, for
instance, about each candidate's, uh,
heart health or their lifestyle. I mean,
one might think that that's not fair and
that the fair thing to do might be to go
out and gather more data. Um, so, a- as
he put it, "Getting a transplant is
something I prepared for by taking care
of my health for 50-plus years. To not
get one now is demoralizing and seems
unfair."
Um, and in fact, it would be a perverse
incentive for his daughter who has the
same disease and might, uh, benefit if
her health declined when she was
younger,
uh, enough for her to need a transplant
and be basically healthiest among the
sick at the time she needed, uh, a
transplant. Um,
uh, and people noticed other values
problems, too, with, uh, with Lift that
apparently had not, uh, loomed large for
the technical and clinical experts. Uh,
healthier transplant candidates are, of
course, generally more efficient at
converting, um, a kidney into years of
life saved, but who's healthier in the
United States? I don't have to tell this
this group. Uh,
pe- people of means tend to be
healthier, people with good access to
medical care tend to be healthier, and
on average, of course, structurally
fewer people of color tend to be
healthier. Um
in the end, Lift was scrapped, and
today's algorithm strikes more of a
balance, where the healthiest kidneys
get sent to the patients who are likely
to live the longest. Well, it's still
the case that the rest of the waiting
list gets
a reasonable chance to receive other
organs. Compared to what came before,
this does increase the amount of life
saved, but it also improves
on the narrows the the gaps in
transplant rates between racial groups
and keeps the door open for older
patients to get transplants.
Uh so
um let me
uh give you here
um
just one of the examples. This comes
from the annual report
by the
Scientific Registry of Transplant
Recipients, which is a separate body
from the operator of the transplant
system that exists just to audit its
performance. And you can see here, this
is from its kidney chapter
from a few years after the
new system was introduced. Uh you can
see a comparison here of deceased donor
transplant rates among adult wait-listed
candidates by race. And so, the
narrowing of this um
sentiment
basically means that it's nearer to
being true that you have
roughly the same chance of getting
transplanted regardless of your race.
There are a whole bunch of other equity
problems in the
uh in the transplant system, including
things about, for example, who even gets
to be wait-listed in the first place,
which is not uh itself a fair process
necessarily. And I get into that a bit
more in the book, but incrementally at
least as to this part of the picture,
this does look like an improvement. Um,
okay. So, I came to this as Emily
mentioned in her introduction, not as a
clinician or a biostatistician,
but as someone interested in the
question of how values decisions inside
of software get made. And uh, there are
a bunch of things about this story that
uh,
are real-life examples of the kinds of
techniques that um, are often discussed
for newly introduced systems today.
Transparency about the decision logic,
participation of key stakeholders in
designing how the system is going to
work, uh, forecasting of what its
impacts would be before it gets
deployed, auditing after the fact like
that slide we just were looking at, uh,
of uh, how the system is performing uh,
for different groups. And basically the
kind of transplant that I wanted to do
was a transplant of lessons learned from
the
from the kidney domain into other areas,
whether it's
uh,
you know, housing or hiring or
uh, other areas, criminal legal
processes where software's being used to
make important choices about people,
assignment of school seats, uh, all
these kinds of places, um, and uh, so I
think
I I want to give a half dozen sort of
cues here about places where the lessons
of the transplant system may be may be
useful. The lessons of this story may be
useful to uh, the design of other
systems. I think cases that depend on
public confidence in a system's
competence and fairness are a special
category of opportunity here because
trust is hard to gain, uh, uh easy to
lose, and very, very useful, right? Uh
so, in the transplant context, people
are organ donors. They can't sell
uh their organs or buy organs, but uh so
so people's willingness to donate and
their confidence in the fairness of the
system becomes really uh really
important.
Um
uh I think high-stakes private sector
systems uh
also have this shape to a degree.
Hiring, insurance, lending,
uh proving correctness to regulators,
and building confidence among customers
and the public are perennial challenges.
Um and I think so transparency and
auditing in particular, including
independent audits like what uh AST TR
does for transplant medicine, may be
indicated when when public confidence um
seems to be uh
a key ingredient in the success of a
system.
Um
a second a second thing uh
that was happening
here and also happens elsewhere is the
rationing of um
uh
public of public resources. Just as
there are only so many kidneys available
for transplant, there are also, for
instance, only so many uh seats
available in each public school. When a
resource is public, there's a strong
presumption that a broad polity should
help decide how it is shared. Um in some
cases, there may be a question about
whether or not uh to even regard the
supply of a resource as fixed. Like, for
example, shelter beds for homeless
people. But where where wherever one
does believe that a public resource
needs to be rationed, that framing tends
to concentrate discussion and clarify
the moral stakes in ways that parallel
the challenge of allocating kidneys.
Another question is do simpler processes
work? Because if so, if it ain't broke,
don't fix it. Um,
in some places traditional institutions
seem to work pretty pretty well for
governing algorithms.
Pardon me.
For example, there's an elaborate regime
of stress testing of financial
algorithms known as model risk
management.
Um, which uh
uh while not perfect could plausibly be
said to acquit the
institutions involved pretty well. And
in the case of insurance pricing,
uh legislators and others did did
actually succeed in opening up the moral
workings of a high stakes algorithm.
There's wonderful work on this
by my
friend Barbara Kiviat who studied
state-level insurance regulations and
the moral logic that is embedded in
them. Um
uh
another
uh lesson. Oh, somehow they're all
lesson number one. Uh another lesson
here is
that algorithms
uh
Oops, sorry. I don't These somehow got a
little bit out of order. Okay.
Algorithms shift our moral attention.
This I think is one of the key pieces.
Is is
because there was an algorithm, because
there was a waiting list, because people
were being pulled off of that list, the
focus was on how people got from the
waiting list to the to the transplant
operating room. And other questions
like, for example, who gets onto the
list in the first place or how much can
people access
transplant
immunosuppressive medication after they
get their transplant we're relatively
off stage.
>> Right.
>> Second thing
is that I think again cuts across the
different areas in which we might think
about using techniques like these.
Participation creates opinions.
Sometimes when you think about people
will talk about public input and it'll
be like a measurement problem like we go
out and collect as if some natural
resource the
opinions that people hold but in this
case over a a years-long period people
went back and forth and gradually
changed their opinions in response to
one another's arguments. And that's part
of what made it possible for a system to
exist that made sense for everyone.
Um
Uh
another lesson fourth out of out of the
sixth
uh
deliberation is costly. It takes time.
People have to travel if they're going
to be face-to-face. The details
matter. It's not something that we can
do every day. This process
went on for years and so I do think
one of the lessons is that we need to be
selective about when and where and why
we make the investments that true
participatory governance requires.
Um fifth is
quantification
can be a moral anesthetic. Um so
what I mean by that is that
uh
when once you have a number
there is
a sense of authority that the number
achieves that makes people feel like
there's a right answer even when
at some level the choice is tragic
because not everyone who needs an organ
is going to be able to get one. There's
there's a literature on what are called
tragic choices and part of the idea uh
uh of that literature is that um
people need to be able to kind of move
through the world without constantly
confronting
uh
uh the felt sense of disaster that
happens when someone's not able to get
something that they desperately need.
And so, even if you look back at the
statute that created the transplant
system, um it uh focuses primarily um on
uh
it it says the system should focus on
medical criteria. Which, if you think
about it, is a little bit of a dodge,
right? Because although there are many
medical facts that are relevant to the
outcome of a transplant, uh the those
factors don't tell you whether it would
be better to um maximize life saved by
giving to the young and the healthy or
give everyone an equal chance or so on.
Like there are there there are uh
inescapably moral questions, uh whether
we look them squarely in the eye or not,
that uh
that are part of this. Um another
example uh of such a choice and of such
uh anesthesia
um
uh
is Oh, I'm sorry. Are you guys seeing
Sorry, I think I'm off by one on which
slide is being is being displayed. I
apologize. Quantification can be a moral
anesthetic. That's where we were. Um is
is it is uh
it is always uh
uh the case that uh there are moral
pieces underneath when you really dig.
Even in the life-years from transplant
formula, the um
uh the math had to include some kind of
way of looking at the fact that
surviving with a transplant is better uh
for the patient than being on dialysis
and spending 12 hours a week in a in a
clinical setting getting dialyzed.
But how much better is it if you are
effectively restored to normal health
with a kidney?
And the answer that they that they came
up with was that uh
a year on dialysis was was worth about
was worth about the same as 0.8 years
of full health
in terms of its effective value to the
person who got to live it.
But that was
deep into the numbers and certainly not
written on the tin.
Finally,
no matter how elaborate the process may
be that you go through to design a high
state system,
the
reality of uh
uh things that are really really
important to people is that they often
are going to use whatever tools they
have to get the outcomes that they want.
And so although there was a year's long
participatory process, one part of how
the system got resolved was that
eventually patients started suing over
the fact that the system had not been
improved and
the compromise that ultimately happened
was in part the result of the threat and
the reality of some court proceedings.
So I will
I will conclude there with my gratitude
and get to what I think is the most
interesting part of this, which is your
questions. I I see that there are a
bunch of them, but I haven't had a
chance to look. Emily, can you help can
you help guide us here?
>> Yeah, thank you so much. That was really
interesting. A lot to think about. I
took a ton of notes. I think some of the
questions were about zoom issues so far,
but let's um ask people right now if
they have any questions about First,
let's thank our speaker. And then um if
people have questions
um about the talk, please either put
them in the chat or the Q&A and I can
read them out. Or if you want to, you're
feel free to come off your microphone
and ask the question.
>> And I'll just interject. I'm sorry about
the slides not having been been clearer.
I didn't realize
that that was happening. I didn't mean
to mean to intend
that.
>> Well, while people are thinking of their
quest Oh, here. Okay.
First question. Do you think big techs
are doing enough in terms of algorithmic
fairness practices to gain public trust?
>> Um
I I mean, that's there's a lot of
different
uh moving pieces there.
Uh and I think
really that's a question for the public
rather than for the companies.
I would
I would say that
uh
uh there's a lot
I you know, the the one of the things
So, at at work, one of the things the
main thing that I do is present uh in
detail the technical work that we do on
safety uh incident to our deployments of
our models. And one of the challenges is
that uh the systems themselves change
quite rapidly. And so, uh the metrics
that are the best available metrics for
understanding their safety performance
uh
and this I think is also true for
fairness, uh themselves tend to rapidly
evolve. And so, I think that um
Let me just also say, I think one of the
important questions is how and where do
third parties uh that have expertise to
kick the tires, but whose incentives are
different from insiders
play a role in in helping to build that
trust and one of the one of the areas of
work at Open AI and you'll see this
reflected in the reports that we publish
is that in various ways we bring in what
what we call we call this external
assurances work but basically it's
various kinds of auditing and various
kinds of expert review of our internal
um systems that touches on fairness but
often focuses on safety and so I
actually think
you know trust is the joint product of a
big system and
I think a lot about trying to nourish
that that ecosystem.
>> I think one of the things that sorry I
was just going to say I think one of the
things that is a common issue between
that question and also something you
mentioned about you know who gets on the
transplant list and also comes up in
like AI and these LLMs and also comes up
in my work which
I analyze a lot of electronic health
record data is like who is in the
database that we're drawing from to
build these algorithms, right? Like what
is the data source and how do you
account for what's missing when you
don't even know what's missing? That's
can be one of the biggest sources of
bias rate in an algorithm like this
kidney transplant algorithm if you're
looking at the historical data on who's
been on a list on the list and using
that to develop something like who's not
on the list um
did is that something that they thought
about a lot?
>> Um
>> You know how do I how do you statistical
methods or other ways to you know try
and correct for that bias of like who's
not in that data set that you're using
to even get started?
>> There was I mean there was some some
thought uh about that. I think though
that um
that like I was saying
a little bit earlier, it it is
um
natural to focus on the levers that you
have.
And so, when they were designing this
system that was about moving from list
to transplant, uh questions about who
was who was on the list were were were
basically kind of off stage. Um it's not
that no one in the community was
thinking or caring about this. There
definitely were and are all along people
uh who were thinking about this, but it
was kind of
it it just wasn't
the main focus as far as I could tell of
the discussion. And I mean, it is you
know, to the point about it being
you know, complicated and and costly to
wade in to how these systems work. There
is a kind of um
you know, just as there's a scarcity of
the ability to help patients, there's
like some kind of scarcity of the
ability to improve systems that is also
in its own way a tragic choice because
we can't sort of make everything
all better at the at the same time. But
um
uh
you know, I think actually since this
system was implemented, there've been
some important steps uh forward uh like
there was there was an explicit uh
consideration of race in the formula for
kidney function that was disadvantageous
to uh patients of color, African
American patients specifically. And um
uh that was removed uh
uh shortly after actually my my book
came out um due to some other efforts
besides this the story we're counting
here. Um
Yeah, does that
>> Yeah, I think that that all makes sense.
Um I see another question in the Q&A
asking were there other confounders such
as rural urban patients, larger smaller
transplant centers in the algorithm to
help make it fair.
>> Um
uh
there were I mean there were some
factors, but I don't think any of of
those were among them. And you know,
it's interesting thinking about it at a
center level as opposed to a patient
level. Um one of the things uh
that
uh perhaps perhaps the sort of clearest
wrong that I that felt that I found when
I was working on this at a at a personal
level. I mean, there are many things
that are good and many things that are
bad about the system and many opinions
about it. But one of the ones that was
really seared in my mind once I uh
learned this was so transplant centers
are in general evaluated at least for
kidneys on 5-year survival. So fraction
of patients who um
after they get a transplant 5 years
later, they are still alive and the
transplant is still working and hasn't
failed. That's the that's the the one of
the primary success metrics.
Um at the same time uh Medicaid, which
pays for dialysis for approximately
everyone
uh and also pays for immunosuppressive
medicines for people that do not have uh
other health coverage, which is
expensive and critically important to
keeping a transplant healthy. Um uh but
but Medicaid only pays for 3 years of
immunosuppressive drugs. It doesn't pay
for an indefinite duration of
immunosuppressive drugs, which means
that if you're a transplant center
judged on 5-year survival um then uh
you you basically are are are taking a
hit every time you uh transplant into
someone who's going to lose their
immunosuppressive
medications and of that group
subsequently uh experience a failure of
the transplant before 5 years are out.
Um and so that gives transplant centers
um a real sort of strong push not to put
these people on the list and not to do
transplants for them.
Pardon me.
>> I mean, that's kind of a shocking thing
to learn. I mean, it seems very
short-sighted of Medicaid to not pay for
the thing that makes the procedure work
indefinitely. Um is is it I don't know a
ton about kidney transplants, but is it
just destined to
fail if you don't can keep taking the
immunosuppressive
drugs?
>> It it it very much depends on the
patient and the and and the organ and
the degree of immuno uh compatibility
that there is.
Uh
but uh I mean, in general, they're not
giving them out, you know,
recreationally. It's it's it's it's
clinically helpful to have these to have
these drugs. Uh
>> Yeah.
>> And and so
I mean, yeah, if I could sort of wave a
wand to change one thing, I think I
might start there, personally.
>> Are there other questions from the
audience and
Okay, I see another question here. Going
back to the question of who is in the
data for training the algorithms, are
there methods or efforts to try to get
more of those underrepresented groups
into new training sets or algorithms?
>> Yeah, there's there's a a significant
amount of work uh on this. Uh
I think, you know, generally across
the health space, and there've been
there've been some uh cautionary uh uh
tales. Uh
I
people may know the um
uh the Obermeyer et al. uh paper about
um
uh I see Emily smiling uh about uh
predicting who was going to need care
based on past utilization, which uh
you know
ended up channeling care toward
those who
have better access to care.
To summarize a very complicated story
there, but
you know,
so that has led to some efforts to
uh
I would say I mean part of it is
gathering different data, but then
one one of the most important parts of
this is thinking critically about the
data you have because realistically um
you know, it's interesting data in Latin
actually means given
and it kind of is the givens, right?
It's kind of typically
the data is gathered incident to some
other process and then
you know, we're thinking about an
algorithm or
you know, like factors were gathered
because they are important for
for care and then you know, OPTN the
transplant network is sitting there and
they they have you know, certain fields
in their database and they don't have
other fields.
And there there are efforts to to expand
this and certainly the cost of gathering
additional data is decreasing. So I mean
I think the direction of travel is
toward higher resolution pictures of of
what is happening, but it's also
um
you know, it's it's it's a slow process.
These are complex systems
that take a lot of work to update.
>> Yeah, that makes sense.
Okay, here's another question.
You mentioned one patient who spoke of
his concerns at a conference. Are there
any efforts to make the process of donor
selection more patient caregiver
centered or to incorporate that into
algorithms?
>> You know, um
uh
so so yes, one of the things
uh is important is for patients to
even know and understand that
transplants are available and are
first-line preferable treatment.
Particularly patients that are
experiencing kidney failure. And there
so
so the places that provide uh
dialysis care are supposed to tell
patients about how they might be able to
get a transplant. But the incentives
there are very very poorly aligned
because the dialysis centers um
DaVita and others
they actually make uh
you know, it's a business that uh
is more successful the more people
demand dialysis.
So,
that's one of the one of the frontiers
of this is educating patients about the
availability of of transplants and
partic- particularly patients that you
know, don't already have excellent
access to medical knowledge and care.
And so, for example, one of the uh uh
uh physicians that I interviewed
uh uh works in Texas helped to create a
large uh transplant program there and
African-American patients were
underrepresented. And one of the things
he did at one point was to institute a
program of having past transplant
recipients uh from that community, so
African-American recipients, uh
go and talk at local churches about how
this worked, how it was valuable, um and
how people should know about it. Uh
the the incidence of kidney failure is
much higher in the African-American
community. I forget if it's three or
fourfold
uh the national numbers uh because the
factors that contribute to kidney
failure include things associated with
socioeconomic status like uh stress and
diabetes and obesity.
Um
uh
So so that's a piece where there's
there's a lot uh
you know, there's a lot more that that
can be done and
in part it's cultural, even though once
you're on the list it's data, but kind
of getting there is cultural to a degree
and sort of and political really. You
need the resources.
>> Um
>> Yeah,
says this question says, "I'm reminded
of Cathy O'Neil's Weapons of Math
Destruction. I think we often rely very
heavily on a very small asterisk of AI
um can make mistakes, be careful. Can
you speak to more proactive
accountability when things go awry while
balancing model and technical progress?
And does this lean on the third-party
vetting you mentioned?"
>> Uh yes, I I'm a huge huge fan of of
Cathy's and we've worked together for
years. Um
I it it it
So
I think uh
I mean, there's sort of our two pieces
to it.
Uh one is clear understanding
of what's happening in a system and how
the pieces of it fit together and you
know, who's benefiting or being harmed.
Um and
then there's a piece about, "Okay, given
that
who should be accountable? What should
we do? What should be changed?" Uh my my
my primary focus is on the first piece,
which is building shared understanding
of what's happening and then I think
that creates the building blocks for a
broader, you know, discussion of uh of
accountability and and kind of for
people to reactively be accountable. But
you know, another really interesting
thing about transparency is that um it
doesn't just It's not you know, you
could think of it as like, oh, we find
problems through transparency and then
we fix them because transparency showed
us that like there was something, you
know, behind the curtain that was bad.
And that can happen and that is
important. But another
really important part of this like uh it
is how it changes the incentive
structure of the thing that is
transparent like in the first place. The
fact that people know that they will be
subject to scrutiny and review is a very
I think is a very healthy incentive
alignment. Uh
you know, and I'll
It's a little bit analogous. So, I work
on a safety team and you know,
one way that you could ask about safety
is you could ask your question like,
well, how often does safety pump the
brakes? How often does something almost,
you know, go out the door and then
safety says, "No, it's not safe and we
need to change it." Um
uh that can happen. Uh I've been part
of, you know, uh a few of those moments
where, you know, particularly for
something that's sort of baking right
until we're taking it out of the oven.
It's like wait, at the last moment it
may become clear that there's a problem
and then we take a step back and uh you
know, build new safeguards or or decide
that we need to uh do something else.
But another and probably in the long run
the more important aspect of how you
make something safe is
uh people know that it has to pass
muster at the end in order to go out the
door. And that changes the planning all
the way back to the very beginning. And
I think that's um
that is one of the pieces of uh of
proactive accountability is uh so, it's
not just reactive when things go awry,
uh but also,
you know, creating conditions where
people
uh
are encouraged to build in a way that is
less likely to go awry in the first
place.
>> Yeah, I think that's really interesting
point.
Um
>> [clears throat]
>> new question. What advice can you give
to those of us also working to develop
shared understanding on technical
topics? This person says they work in
public health informatics and it's a
constant challenge.
>> I yes, um
uh I'd be curious to hear a word or two
more about what that the shape of that
challenge is. Is that Is that a thing we
can do?
>> Yeah, of course. Do you want to
come off mute and and
>> Yeah, I can come off mute and talk about
that. So,
um
the space that I work in really sits
kind of between public health programs
and the folks in those programs that do
the data work
for for the programs and then the IT
folks that sort of support
the programs with infrastructure and
stuff, right? So,
um those the those IT folks don't always
talk the language of the
what the programs epidemiologists and
those folks need and then
uh
you know,
being from a statistic I have a
statistics and system science
background, so I like I can kind of see
both sides of things and so I'm
constantly doing a translation of trying
to help each each side understand what
the other folks are trying to do and
what they're trying to get, you know,
um what their goals are and what they're
you know, trying to create this like
shared purpose in in projects and
across, you know, strategic
uh plans and things that we have that in
public health, right?
>> So, so I I I can say a few things that
are are
part of my compass for navigating um
situations where you have like
colliding complexities of different
kinds or different specialties. I think
that um you know, one of the things
that
that is really important is to be
intrepid about what I don't understand.
Like
part part of uh part of my job is to
sort of be the person in the back of the
room who says, "Wait, I don't get it."
Like, can you how would you explain that
to a family member? Or you know, it
sounds like it's like this. Is this what
it's like?" And then you sort of offer
something that is a more accessible
formulation. I think part of the nature
of being an expert is to sort of not
have the point of view of someone who
comes at an issue naively. And so, it's
almost like naivete is a little bit of
my stock in trade. Like, I'm among these
engineers and I'm sort of uh
able to be the person who's a proxy for
those who, you know, don't have all of
the background and you sort of end up um
trying to find very, very accessible
ways
uh that that use, you know, avoid uh
specialized terminology and really
uh address the essence of of what's
happening. Of course, this is
I think, you know, it's difficult to do
when the the questions on the table are
themselves detailed and and technical.
So, I wouldn't point to this as being
easy. Like, I think this is one of the
hard problems living in in modern
civilization where we have, you know, so
much complexity that we sit on top of
every day. Um I do also It is one of the
areas in which I'm excited about
applications of AI is the idea of being
able to meet people where they are
linguistically, conceptually,
educationally, and unpack for them in a
way that that is tuned for them,
uh you know, how some public program
works, what they need to do to avail
themselves of a benefit, how to, you
know, navigate a process. Those those
sorts of things. Those are the sorts of
things that in general um
AI can do pretty well and it's very very
high availability. Um
So, uh
oh, and someone says I ask so many
Abigail in the chat saying
asking lots of questions. Yes, this also
is
uh
there's kind of an aspect of slowing
things down. I think people sometimes
uh
they communicate at high bandwidth and
high velocity inside a cone of expertise
and that's that's natural, but um shared
understanding is is something that um
it sometimes takes different different
pacing
as well.
>> Yeah, I I love everything you you
pointed out here and I find that I'm
often working with mental models, you
know, and I try to
uh
uh map out what those mental models
really are by listening to the the the
way that someone's talking about, you
know, what they're trying to do and and
I've even it's funny you brought up AI.
I use Copilot and I will go and take
these sort of mental models and and ask
it for the the problems and the
questions that these folks are facing or
the questions they might ask and and
sort of try to get at it in that way too
to to
to um you know, write up a an FAQ or
something like [laughter] that, you
know, like
>> Yeah.
>> to try to like you know, illustrate what
the other is trying to bring out and
then I'll share it with the whole group,
you know, that kind of thing. So, um
thank you so much.
>> Of course.
>> Yeah, it's it is that conversation so
interesting and it reminds me of
something you said earlier that really
struck me that like you said something
like the number gives things a sense of
authority and I think that that is true
on actually so many sides of these kinds
of problems where like once we as, you
know, people generating numbers, you
know, I'm a statistician, so I work on
the side of like I'm making the number
exist.
Um once that's out in the public, people
think, oh, that number is the truth,
right? And that could that's a problem
because that's not the case. The number
is an estimate and it's a moving target
and it comes with its own biases, but I
think we as people working in um
statistics and data fields can also make
that mistake, right? Where we think that
the number is is more important than it
really is and it's easy to kind of
forget
what it means and
what's behind it and what the moral
interpretation of that is, what it will
mean to an individual who's facing that
number.
Um
and actually like something that you
were saying before, I I think that's
another thing that AI is good at helping
with. Like you oh now now from the
patient side, oh, I get this number,
this prediction.
Well, what what is that actually mean?
And doctors aren't always good at
explaining that to patients necessarily
or people don't know what questions to
ask to get the information that they
actually want in the moment, especially
if you're dealing with like a stressful
medical condition.
Um that kind of thing. So it it's a hard
situation, I think.
>> Yeah, for sure.
>> Um I see another question in the chat
from the
information science perspective, uh what
are some areas you think need more
future study to make our applications
safe and accountable?
>> Um
so
um
I think the kind of thing it's funny I'm
seeing um
this comment about walking around and
seeing patients. I think
groundedness is so important and is so
is so
easy to sort of float away from in our
informational world. And it's it's it's
so I think uh
much of the best work in information
sciences that I've encountered is is is
work that involves, you know, not just
like what did sending alerts to the, you
know, nurses on this ward, you know, do
to the sepsis rate, but like, you know,
what did they say about these? And were
they, you know, was it helpful? Was it
overwhelming? Like, really uh a
high-touch aspect to it. Um and I it's
it's sort of ironic that in, you know, a
field that is defined around these
information systems that uh I find
bringing the human element in is often
um among the most uh useful things we
can do. And
often in an interdisciplinary context
where you've got, you know, people that
might have,
you know, methods backgrounds that
involve talking to people, and you've
got other people that can sort of see
the innards of the system as the as the
gears are turning.
And and put those understandings
together.
I'll take a last, you know, curveball.
Um and if there if there
If there isn't one, I'll just I'll just
say uh thank you all very much not only
for being here, but for the
uh but for the work you do um that is
that is so important um
ultimately to all of us.
Thank you.
>> Yeah, and I I will also tell people if
you haven't read David's book that this
talk was based on. I did read it in
advance.
Um and I think you that you would be
pleased to read it yourself because you
will get a lot more details that
of of what this story is about. So, I
would encourage you to to read the book.
>> Thank you.
>> as well. And thank you so much. Um if
there aren't any other questions, I will
just thank you again for being here and
for this wonderful talk. I think it gave
us all a lot to think about and
important things to think about as
people who are kind of behind some of
these numbers and thinking about these
issues, the the issue the topics of, you
know, the
moral side of things and the shared
decision-making and accountability, I
think are really important to keep in
mind.
>> Thanks. Thank you. Thanks, everyone.
>> So, thank you so much.