Video summary
The session co-hosted by ARDC and Data Connect Australia introduced SATRE version 2, a community-co-designed specification that defines capabilities for Trusted Research Environments to ensure safety through five overlapping principles: safe people, projects, settings, data, and outputs. While the initial version published in 2023 established four pillars covering information governance, computing technology, data management, and supporting capabilities with numerous mandatory statements, SATRE v2 adds a fifth pillar focused on Federation due to higher risks associated with federated analysis. This new addition introduces seven mandatory capabilities regarding study management, financial oversight, and accreditation without prescribing specific technical tools like Python or R, instead setting observable standards for transparency, auditability, and equivalence across different environments.
A central theme of the discussion is that federation serves as a practical tool to foster dialogue on governance standards rather than an exclusionary measure, allowing communities to define their own inclusion requirements within agreed safety boundaries. This approach supports flexible collaboration models such as hub-and-spoke or peer-to-peer networks while addressing critical challenges like sustainability and funding instability which often drive complaints regarding cost recovery for security expenses. The architecture aims to prevent the creation of unsustainable silos caused by fragmented TRE proliferation, encouraging organizations facing uncertainty about long-term data storage to avoid building independent structures in favor of fostering trusted relationships with existing providers across regions like Scotland and internationally.
Public engagement remains integral to this evolution, utilizing biweekly "collaboration cafes" involving diverse participants including NEETs and older adults to inform updates alongside documentation hosted on GitHub for open discussion. As the UK TRE community becomes more cohesive, the focus has shifted from rapid technical infrastructure development during short sprints to robust governance processes that require continuous effort in engaging data controllers to demonstrate trustworthiness when accessing new datasets. The control alignment table further highlights gaps left by existing accreditations like ISO 27001 or NHS standards regarding specific TRE needs, reinforcing the necessity of shared responsibility frameworks with clear role documentation for both university-run platforms and provider-led environments.
In conclusion, SATRE v2 represents a strategic move toward reducing redundancy while maintaining security through governance-focused collaboration rather than dictating technical implementations. By emphasizing that adoption was easier because many members were already engaged with specifications despite initial time constraints, the initiative underscores the importance of formal data-sharing agreements to support studies like the Rain Study which cannot sustain independent operations alone. Ultimately, the Federation pillar enables communities to define their own federated patterns within safety boundaries, ensuring that as research environments scale and evolve, they remain secure, transparent, and capable of supporting diverse health registers, bio-banks, and national datasets without falling victim to resource limitations or fragmented governance structures.
Read the full video transcript
It's co-hosted by ARDC and Data Connect
Australia. Um, and with me today I've
got my colleague Kylie who's uh helping
facilitate this.
Uh, I'd just like to do um I'd like to
do an acknowledgement of country. We
acknowledge and celebrate the first
Australians on whose lands we meet and
we pay our respect to their elders past
and present. And today I'm speaking to
you uh from the traditional lands of the
Woodundry Wandery people of the Cooland
Nation in Melbourne.
Uh and just to let you know uh we are
recording this session uh and if if
Chris is happy we'll uh uh we'll put it
up on the website afterwards so people
can uh view it uh afterwards.
Okay. So um welcome to Chris Cole. Uh
Chris is the principal investigator and
lead of the standardized architecture
for trusted research environment satra.
Um uh he serves as a reader in health
informatics uh and AC and he's the
academic co-director of the health
informatics center at the University of
Dundee. Um, and I I've asked Chris to
talk about uh SATRA today and uh
preferably SATRA v2 because I know it's
very topical at the moment, Chris. Uh,
and maybe even the new fifth pillar
which is Federation of TRES. Um, so
Chris will speak for about 35 minutes
and we'll leave about um 15 20 minutes
at the end for uh questions. So without
further ado, uh over to you Chris.
I'll stop sharing.
>> That's great Roger. Thanks very much.
Um, hi everyone. Uh, thanks a lot for
coming along and many thanks for the
invitation to speak to you today um
about Satra, a topic that's very much
um, uh, close to my heart. It's
something that we've been working on for
quite a while. Uh, just a minute. My bar
is right in the middle of the screen.
Right. Okay. So, uh, thanks so much for
the intro, Roger. Yes, as you say, um,
I'm Chris Cole. Um I'm reading health of
thematics at the University of Inde and
I'm also one of the co-directors of the
Trevolution program which is funded by
day UK which I'll I'll be giving a bit
of an intro to um to give context of of
the funding landscape of of TRE and and
secure environments um across the UK.
I'd also like to shout out Tim Tim manin
who um was one of the the the lead
people in in the in the s development um
from the start and in particular in in
version [clears throat] two in the
federation part and also I noticed
Anthony
>> I noticed that Anthony tutor is also
here um who's one of our public
participants who's been involved with
such right from the start. So I'll be
talking a little bit about um our public
involvement around this work as well
which has been really influential. So um
just to give a bit background of where I
come from. So the health informatics
center is um
a a multi-entered group of different
expertise around data linkage,
engineering, uh software development,
infrastructure, information governance,
all the types of things that are
important in providing support for
sensitive data for research. Um and
we've been around 20 years, so we've
been doing this for for quite a while
and have a lot of experience in this
space. Um we're professionally
accredited. Um we ISO 27,0001 accredited
and then we have a a bunch of UK
specific accredititations like the NHS,
DSP and the digital economy act um which
has been audited by the UK statistics
authority. Um we work very closely with
our local data providers which is
primarily the the NHS. Um we work with
with Scottish and UK um large ecosystems
of of health and non-health and
governmental information and data. Um
and we we collaborate widely uh
particularly across Europe through
various European initiatives like uh
European open source cloud and uh the
Eden project.
Um we sit within the Scottish safe
network. So health is a devolved um
power in Scot in the UK and because we
work primarily with health data that is
also devolved. So England, Scotland,
Wales and Northern Ireland have
different health services and they
they're managed independently. So the
health data management is also managed
differently. So we've had the Scottish
safe haven running since about 20145.
Um the charter was updated just this
year, sorry, last year. And we're all um
accredited to do ISO 7,01. Um but you
know, we have some additional
accredititations and we we cover so
Scotland split into four regions and we
cover the east of Scotland region and
have access to around 2.2 million pounds
uh pounds million people's worth of
data. Um and have managed the TR for
over 10 years now. Um we have a
significant data capability
uh as that has been our bread and butter
since since day one really. So we have
um yeah hundreds of millions of records.
We standardize our data. We have many
many different types of data sets um
that's longitudinally collected over the
last 20 years. Um we also support um
health registers and bio banks. Um and
we've um we manage national data sets of
chronic pain and and other other areas
as well.
Um as I say we we we um we have a lot of
skills in other areas. So we run
software services so disease registries
or clinical trial support data
management um and software development
for particular research projects as
well.
And we're heavily involved in research.
I'm I'm an academic so uh TRE and safe
havens in the UK don't usually have um
research groups embedded with them
within them. So we're somewhat unusual
in that and we can we can run this kind
of R&D loop of being heavily involved in
the research that then delivers change
in our kind of service offering that we
do through through our TR. So these are
examples of projects that we've been
involved with over the the many years.
So focusing on on imaging or pain
cohorts or um uh diagnosis and machine
learning predictors in clinic for
hypertension and the the dare program
which I'll talk about a bit more detail.
I probably don't need this slide in here
but just to kind of explain you know the
concept of a TR is a is a safe
computational environment and is an
embodiment of the five safe. So that's
this long-standing principle certainly
in the UK and in other countries um
around safe people, safe projects, safe
settings, safe data and safe outputs
which are five overlapping principles
that ensure
uh data privacy and data safety. So if
any one of those things fails, the
others should um should compensate and
and minimize the risk of of exposure of
data. So onto day UK. So day UK's data
analytics and research environments UK.
So it's a specialist area of funding
from UKRI and um the the DRRI program to
um enhance the capability of working
with sensitive data in in in the UK. So
although my background and the
background of many many organizations in
the UK around safe data is health, there
is explicitly not just about health.
We're trying to equalize the the the the
the community across across the piece.
So that's why we we're [clears throat]
co-managed through Health Data Research
UK and Administrative Data UK. So we we
have these these um common needs across
across the piece. Um and uh I think I've
said this in in this slide is it's about
managing sensor data and to improve
access with pace and efficiency and and
in scale and uh and I think Dar is is
being really successful in that so far.
Uh and also mentioned this as well. So
we're right in the middle of phase two
of of the day UK program. Um phase one
ran for two to three years uh in between
21 and 24 and now we're we're running to
kind of near the end of phase two
although there's potential we might get
some extensions into that and we're
planning into the phase three program of
of DAR
and like I say it's it's about enabling
TR capability and capacity across across
the piece and um if in talking of
technology readiness levels. This is
where we DARE is is sitting. It's about
taking things that are proof of concept
or being formulated and getting them
into
really close to to operational use um
and showing that they are relevant to
the to the appropriate communities and
to the appropriate work.
So the the phase two of the of DAR has
focused on these um four areas of um
standards, output checking, federated
analysis and AI and ML. And this is
where the core director groups and core
funding um of the trevolution program of
which I'm one of the directors um is is
focusing on on and and the and the satra
specification um kind of fits all these
these areas which I'll get into in a bit
more detail. [snorts]
So we have our our core part part in in
revolution and then we have um TRRES
that that work with us and have been
working with us um as part of the early
adopter program
um and there are these uh seven early
adopters and as you'll see you know we
we're building up an ecosystem across
the UK in terms of of different types of
um uh stakeholders that are are critical
to to the adoption of of what dare is
trying to deliver.
Um and then we have the researchers
themselves who um we can't ignore, we
can't forget, you know, they're the ones
that will be using these these
facilities and these capabilities and we
need to make sure that they are suitable
for the research that needs to be done
um in in this area with sensitive data.
So we have this collection of research
exemplar projects which are currently
running. They've been uh running for
five or six no four or five months
currently. Um and uh these these are
they so there are currently eight
running on this uh so they're taking
some of the early things that we've
built in in Travolution
um and testing them in real world
environments um around uh dermatology or
um dealing with epilepsy or dealing with
um other types of um environmental data
for for dealing with uh people's envir
environments and people's well-being um
in the society
and so this work is tightly scoped and
tightly coupled between the researchers
and TRE and and the core Trevolution
program
and then we have um more more testing of
proof and concept and pilots through
innovation and um we have another series
of of short-term projects to try and
test uh different aspects of um kind of
the edges of where we are. So things
like um unstructured textual data um and
and you know this is being done in in
different ways and also security um
testings of of different um capabilities
across the UK.
Um, and we can't forget the wider
community that we have uh in the UK that
are interested in in what we're doing,
although it may not necessarily be
researchers, but certainly interested
parties. Uh, and this will be people
looking at imaging or the safe data
access professionals group, which has
been around a long time. Um, looking at
uh uh uh statistical disclosure control
or public involvement or or things like
that. So there's um there's a wide group
of people looking at the risks or looks
looking at the benefits of of what we're
doing in here and and they're all
they're all funded and involved um
through wider funding capability of of
of DAR
and these are kind of lightly scoped and
loosely coupled with with the um with
the core work that's being done in other
in other projects
and you know the latest thing that
initiative we've we've we've set up
through through DARE is the R data R a
kind of community involvement and
engagement activity with the public um
and to try and and get um more direct
input from from public and involve them
um more although throughout the whole of
the DA phase phases we've been doing a
lot of this already
um and has been a core part of every
project that's been running and so then
that that that gets us here into where
we are in in the development of driving
technological change. So yeah, and
the the key issue in in the UK
particularly and I think this is a
little bit different in Australia um in
that the the growth of TRE is is really
uh uncontrolled at the moment. Um this
this slide is a little out of date now.
Um there was a survey run or published
just recently that was run last year
that had um 63 respondents of TR
operators and this this table this graph
is around 40 odd um so it's still
growing and um you know there there is
there is an issue with that um and we
don't think we think this is not
everyone obviously not everyone answers
surveys so the number could easily be uh
100 or more in the UK. Okay, but what's
key is that the the shift TRE and data
and data access model rather than a data
sharing model is a good thing. Um, we
don't want to have the situation where
data ends up in the wrong place. Um, but
TRA are expensive. It can be complicated
and and take long to get access. There's
lack of interoperability. Um, they don't
necessarily meet need meet the needs of
all researchers.
um and federation and multi-ter projects
are still not not routine at the moment.
So these are the things that the DA
program is trying to deal with long
term.
So
looking more into the the Satcha
program, you know, why does this matter?
You know we we the the the issue is is
that TR have evolved over these last
couple of decades and in no with no
common mechanism no common way and so we
have a really fragmented landscape which
makes life difficult not only for for TR
operators but their um data providers
and also particularly for researchers
um and people want consistency people
want equivalence so if you're working in
one TR one day or for one project or
another TR for another project. You
don't want to be learning a completely
different skill set. And a data
controller needs to know that if they're
working with TR1 or TR 2 that they um
they provide the same thing. Um but it's
just it's just not a name. Um and we
need we need access to to more complex
and and larger data sets. And so that by
default requires access to more sources
of that data which which will be sitting
in TRE
and obviously we need to improve
security. We don't we don't want to
reduce security at the risk of uh for
the benefit of getting more access to
data
and I think as we as we all know that
the growth and the desire for access to
data is is never ending and is not going
to change. um and lots of certainly UK
based um initiatives have highlighted
highlighted this and across Europe with
the the the initiation of the European
health data space um and European open
source clouds are looking all at this in
great detail. So
what is Sartra? It is an architecture
and specification. It's not a product.
It defines the capabilities that a TR
must should or could have. Um and most
importantly is that this was a
co-designed activity. We did this um
through extensive engagement and
activities with researchers with TR
operators and importantly the public uh
through a mechanism called collaboration
cafes and I can I can talk about that a
bit more um because that is something
that is
uh lots of people have been shown
interested in that in that in a way of
of getting good effective and rapid um
feedback from from the community. It's
really easy. It's really consistent with
uh existing credit accredititations
which I'll I'll demonstrate um uh later
on. Um and it supports it's importantly
it's to support TRE to improve
themselves and to you know show
continuous improvement. it shouldn't be
an additional burden and I think given
given the involvement of everyone I
think it it it's clear that it isn't a
burden and it's actually useful um and
you can get access to it I mean a quick
Google Google find it nowadays and um
it's quite an extensive piece of work
it's it includes 185 statements broken
down into 35 capabilities and uh five
pillars and during the the initial ual
phase of of version one of Satcha. We we
engaged with over 60 groups and since
then we've engaged with even more um for
version two.
So um like I say it's more than a
specification and it's built around
these three um parts. So we quickly
established four principles around uh
building Sartra. It had to be usable. It
had to be it had to include public trust
and be invol and and demonstrate that.
It's not something you can enforce on on
people. You have to you have to earn it.
Um it has to be observable. You need to
show what happens in a TR and have that
be transparent and auditable. And we
need to have some form of
standardization. It's not a standard
yet. I mean there I think there's talks
of of this in the UK or what what a TR
standard should look like and Sartra is
very much in that conversation. Um but
we're on we're on that direction. Um and
the architecture had u has to have these
four layers. It has to have a spoke a
scope. It has to be cap has to have a
list of capabilities and what are those
components within those capabilities and
then within that what does that
specification actually look like and I
mentioned the the overall structure of
the specification so the five pillars uh
and with these capabilities and
statements which I will describe in a
bit more detail now um so the initial
version one only had the first four um I
say only it had the four first four uh
pillars around IG G uh computing tech,
data management, and supporting
capabilities. And you can see there's
lots of management in here going on. So,
it's about managing the processes and
managing the the the activities that a
TR needs to do. Um and then in version
two which was published in June um now
uh
we included the federation pillar which
was a core activity requirement for for
Trevolution and also something that the
community wanted as well in terms of
trying to understand what federation
actually means and what it does. And so
out of the 185 total statements, we have
89 mandatory statements um across all
the four the five pillars. Um and in in
many ways if you have a TR that complies
with all the mandatory statements that
is a TR by UK definitions by the
community definition you have met the
requirements of a TR. Anything less than
that probably is missing some some core
needs that probably isn't suitable for a
TR.
So the structure itself um has uh these
statements um and you can download it.
It's it's uh there's a kind of self-
assessment spreadsheet you can look at
um on the website and you know has this
statement that you you can read and
understand and they're intentionally
brief so that you can you can uh uh
inspect it and it's not a it's not a
requirement. It doesn't tell you how to
do things.
And then there's some guidance to
explain it a bit more and then that can
give you an idea of of maybe how to
implement that that that uh that
statement and that requirement. Um but
we were very it was very clear right
from the start of of version one of
Satcha was that um a technical solution
wasn't what the community needed at that
time. We needed something that sat
underneath the five safes. Um but didn't
but didn't tell the community this is
this is the single way or this is the
the best way to do things. It was about
you know what does the ecosystem look
like and what is it that we need to do
to make it consistent across all all all
environments. And so that's and so
that's what we did. That's why we're
kind of in this middle ground of not
being prescriptive of you need to have
Python or R or you need to use um you
know oorthth for authentication. We're
telling you everyone well this is the
sort of things you need to consider and
then deliver it yourselves. And then um
it was really important to have these
these different levels of importance. So
um things that need to be mandatory
recommended activities and the things
which are good practice but generally
are optional. um in in the grand scheme
of things.
And so just to talk through one of these
examples um in the data life cycle
management pillar in pillar three um you
know we have this statement so where a
project intends to train or fine-tune
machine learning models on sensitive
data you should ensure that data
management plan for ML artifacts is
agreed prior to project commencement.
[snorts]
So that's pretty clear you know it it
covers um you know the kind of the key
things that we we we need to cover in
terms of you [snorts] know what what TR
can do and how they manage the projects
to be safe um and and uh compliant with
regulatory requirements. So then the
guidance gives you a bit I won't read
this one out but this the guidance gives
you a bit more um uh detail as to what
what kind of things you should consider
um and things like that and then um and
then ano an importance level for this
was defined as as recommended. So
although this is a really important
thing to do it's probably not something
that all TRE can do and we know that is
a fact. You know not all TRE currently
can manage all all types of machine
learning um capabilities. So this is a
recommended thing but as I guess AI and
ML gets um more and more embedded in
what we do then you know these things
can change and that's the thing satra is
a um is a community activity and so
things you know can and will be updated
over time as as we have done already.
Um so how is it useful for for the
community and for individuals uh uh
currently? Um and so Satchra was first
published in 2023. So we're we're kind
of two and a half years into this into
this journey. So we have some examples
of what what what that could look like.
Um you can use it to demonstrate
equivalence between um different TRE. So
we did this piece of work um what is it
now? two years ago nearly nearly two
years ago um amongst us in the Scottish
safe haven network. So we have uh four
regional uh TRES
and so we we did a a self self
assessment individually and then we came
together and did a a peer a one-toone
peer review and then we came together
and did a a a global review of our
interpretations and our implementations
of the SAR specification. And so you can
see that um we could mark all our
evaluations and we generate this this
heat map of how we align to each other
and you can see that broadly there are
some areas which are very very similar
and there are other areas which which
show quite a lot of variability in that
and that highlights I guess two things
one is that there are certain areas
where we don't need to worry too much
about um about the cons about
um whether that part of the
specification is it needs more effort or
whatever. Um whereas the others which
show more variability either that's the
specification
highlighting genuine differences in the
community or it could also mean that
specification is not necessarily tied
down enough to be able to demonstrate to
show um to to to show complete uh
understandability across that. Um but we
found this really really useful as a
community because we were trying to
develop um a federated governance
mechanism across Scotland to work with
our data controllers to show that um a
relationship with one safe haven in
Scotland was equivalent to a
relationship to any other safe haven in
Scotland. And we were able to do this
through Sartra and um demonstrate that
um and so this addresses the
fragmentation of TRE because then we can
show that we are equivalent and um
identify what is the UK's and I guess
international
view of what a TR needs to do. So the
fragmentation should naturally reduce
um and I'll go into this uh in a bit
more detail but allows a name alignment
to ex existing creditations. So, like I
said, the point is isn't for this to be
more effort and and a more a bigger
burden on TRE. It's about trying to
bring these together and and and
identify what actually a TR needs to do
and what it can do and and how that that
can be demonstrated because all of these
different accredititations in the UK
have different strengths or
internationally like ISO.
So either they're health specific or
non-health specific or they focus on
particular things like cyber um and so
they don't necessarily help in designing
and supporting a TR. So we we did this
work um and we've we created a what
we're calling a control alignment table
and again that's that's available freely
on online. Um the link will come up in a
sec. Um and I'm happy [clears throat] to
share these slides uh to to whoever and
so this should help TRE on their um
accredititation journey and also their
improvement you know continuous
improvement activities.
Um so like I say version one was was
published uh two and a bit years ago and
in a recent survey uh which I I
mentioned earlier is that now in the UK
uh over 80% of TRE are aware of Satra
and nearly half of them have evaluated
themselves against it um and it's been
widely adopted. I've mentioned the safe
network but the NHS secure data
environments um industry and and and
various um health or not or maybe not
health but technically specific uh
research institutes running their own uh
secure environments have also widely
adopted it and its adoption is is
growing. Um I think that's quite clear.
So in view of that in terms of the the
transparency and and the the visibility
that we we we highlight as an important
part of aspect is we've now developed
this this public evaluations catalog um
which uh all organizations can
self-submit their evaluations uh through
the website and then you can this is
kind of a way of demonstrating your your
equivalence and um and evidencing your
transparency to uh your stakeholders
particularly I guess your data
controllers at national regional level
and as well as um industrial
partnerships.
So what's new in in version two and the
federation pillar? So um we've added
seven extra capabilities
uh which are highlighted here um around
governance um accreditation
uh study management information security
infrastructure data management and
financial management. Um so these are
all kind of really critical things have
c cropped up in the various workshops
that we've run and collaboration cafes
that we've worked in in in this space.
Um and more most of these are are
actually mandatory because um I think
that the level of risk is is higher and
the the need to mitigate them is is
stronger when you're talking about
federation. And so that's why this is
perhaps a higher bar to meet for than
the other four pillars.
Um and I've mentioned the real world
exemplars and so they're you know
they're now um all going to be involved
in in assessing their TRE within with
with the SRA specifications. So again
adoption is is growing in this space
and one of the key things that we we
wanted to encourage through SAR right
from day one was transparency and open
openness. So everything is is online and
open. So everything that we did was was
done on GitHub. So the specification is
on GitHub. you can see all the all the
issues all our discussions that we we
did u both internally and externally
around all the different changes that we
needed to make. Uh the documentation is
freely available. We wrote a blog at the
time of version one and we developed uh
two videos for for researchers and for
um the public to understand a bit better
what what the the point of Sartra was.
And um I mentioned this already and I
think it's to it's important to
reiterate how how much the community
were involved in. We were a small team
originally and still are you know maybe
six or seven of us in total um but we
got input from dozens and dozens of
people um from across across the country
and across the stakeholders. At the
start of Satcha project, we thought we
might we might get into contact about 12
organizations, but actually the the
community was significantly larger than
than we thought. And so the public was
also crucial in what we do. You know, we
we we have a social contract uh with the
public, especially when it comes to
using uh sensitive data and personal
data for research. Um and so we've
throughout we've had uh public members
on our team. So Anthony here was is is
one of them. Um though we've had access
to public advisory groups through
Trevolution and other organizations
and um these collaboration cafes which
essentially were a a a meeting every
Fortnite or roughly tw uh twice a month
online for an hour, an hour and a half
and we we talked either about a specific
topic or we allowed people to bring in a
specific topic that they wanted to talk
about. We broke out into rooms with
scribes, took notes on everything that
was discussed, and then came back and
and reported back on that. And then we
we collected that information and used
that to inform any any future changes.
And then uh through Trevolution, we've
run some in-person workshops with with
organizations and and groups of the
public that don't normally engage or we
don't normally engage with. So the
young, the old, the unemployed
um and and other different um uh
disadvantaged groups. Um and so for
example for for the city's lab work, we
we worked with what's called neats in
the UK. So not in education, employment
or training um people from areas of
multiple deprivation and and older
people. And um they self uh describe
themselves like this. And so we were
able to get some really good uh feedback
from them. Um recently we've run uh five
cafes with um over 300 participants with
a large numbers of of self-described
public individuals as well. So we feel
we've we've had a lot of reach in the
into the public and into the the wider
views and that's highlighted the needs
for transparency and clarity of what
what we're doing and what TRE are doing
and for them to report on that.
Um and so one of the key things that
we've been asked as well is that how do
you deal with
um public activities which perhaps are
are challenging or revisiting the same
issues again and again. So then you you
it's really clear to make to highlight
the scope of what you're doing and and
be clear that today we're going to be
talking about this um these we know
these are these other topics that people
want to talk about not devaluing them
but we want to talk about these things
today um and so that's been really
helpful in being able to do that and
[clears throat] also having someone like
Anthony um in these discussions who is a
public member himself a very very good
uh speaker and uh can tell people to
shut up in a very very nice way and you
don't feel offended about it at all and
it's it's great to have that. Um uh so
that's that's really good and you know
the impact on on version two uh and
Simon specifically is having you know
mandatory statements on transparency.
Um there's a public engagement group uh
funded by HDR UK called Pedri and we
we've taken guidance from them on on how
to do that um and encourage TRE to have
stronger public involvement individually
and and also to demonstrate that public
data is a public good um generally and
and highlight that throughout
and so you know the wider context of SAT
is that we have a community interest
group that's looking the the the longer
term view which has input but from a
wide range of stakeholders. Um and
through this group, this is where we did
this capability mapping between these
these different um standards. um which
was run by uh Jenny Johnston at Hick and
we we published a report and like I say
the the control alignment table that
that that I mentioned earlier
and just to I've been looking at this in
a bit more detail so this is the first
look at this you know publicly I guess
[clears throat]
is looking just at the mandrit
statements in the first four pillars of
of Satra not the federation pillar um
and this is the the level of um
missingness
in the different accredititations in
terms of alignment with SATRA. So even
um so security controls and kind of the
more uh you know data specific things
have really high levels of missingness
compared to Sartra. So I think that
highlights that SAR is definitely
filling a gap that these specifications
don't have. these well recognized
long-running specifications in some
cases um and even ISO 27,0001 which is a
very common and well well seen uh
specification in in TRRES and secure
environments is missing quite a lot of
things that we deemed as a community in
the UK as an important aspect of running
a TR. So, you know, this this I think
this is where I think the real strength
comes in of of what we're doing and I
think will, you know, change what we do
going forward, I think. Um, and uh the
the closest one is the newest
specification that's coming out from
from the NHS, which is isn't finalized
and could still change.
Um, we've worked uh we're growing our
our impact across the the world as well.
also through Europe specifically
um but you know South and Central
America we've got a Spanish translation
now of Satra and uh discussion with
different organizations like yourselves
um across across across the globe. So I
think just to wrap up um I think there
is SART is very much the first UK
definition of a TR and built on this
capability framework um and provides a
mechanism for transparency and
equivalence um and clearly fills a gap
that that doesn't that what that that
that is there and it's clearly there now
and we can evidence that and which is
being adopted through different domains,
industries and across borders and
version two is an exciting
um framework that's only just out to try
and push how federations should work and
and and and affect that discussion in in
that space. And I don't think we'll get
it right first time, but I think we need
something to to kind of almost as a
straw man to attack and see right when
we need to do this differently. And
because federations are a relatively new
thing,
um I think we'll take it'll take a few
rounds of getting getting that right.
So please get engaged uh with with
Sartra download it have a look at it um
self-evaluate yourself against it if you
have her TR um and happy to get any and
all feedback and that just leads me to
thank the amazing team that's been
involved in SART from from the day day
one for version one and version two and
of course day for funding and thank you
for listening.
>> [snorts]
>> You're muted, Roger.
>> Oh, sorry. Um, thanks very much, Chris.
Um, and really topical, uh, as Satra,
uh, Satra, uh, these two have just been
released, so, uh, it's it's it's really
timely. Um, I I've got a I've got a
question to start with. So, you've got
this equivalence tool where we can
self-write our TRA. Can we submit them
to your website and uh for equivalence?
>> Yes, absolutely. There's a form that you
can you can fill in and you just submit
your spreadsheet and then we'll
uh we'll have a just a quick scan over
it just to make sure it it looks all
right and then and then publish it like
that. So yeah, it's it's completely open
for for everyone to submit.
>> Yeah. And just another comment, it's
great to see the social license work
that you've been doing, you know, the
the our data, R say and the cafes
because it's really important to get the
public along the journey with u uh TRA
and you know I I'm also interested as
you know in the OOP common data model
and secondary use of data. So um yeah,
great. Um Kylie, have we got some
questions from the chat?
Um, there was a question in the chat,
but actually Tim has answered it. Um,
Tim or Amir, would you like to go into
any further details about that? Or if
you don't, I've got a question.
>> So,
yeah, I can just So, there's a question
about So, we often get this um where
someone's got a very specific question
saying, you know, how what's advice on
this? It's so broad that if we went into
too much detail, it would be, you know,
hundreds of pages long. So they're much
more based around principles that people
have to agree and pro you say a process
has to be in place. I think that the as
we develop it and more kind of widely
accepted tools and processes and
techniques are in place, then we can
point directly to those. It's like you
could do it like this. somebody's
already um uh you know someone's already
solved this problem. So about the export
of of trained models for example if we
have if if there's a really good set of
uh things that the community thinks is
is is now a stand you know a reasonably
standard way of doing it then we can put
that into the um into the guidance
section. So that's that's kind of the
approach to keep it high level.
Yeah, I I was uh looking at that link
that you have pasted and u yeah uh it is
kind of uh useful regarding my question.
So yeah, thank you.
>> I see that Andrew's got a a question. So
Andrew,
>> hi. Thanks for talking us really really
good. Um so I come from a a many many
years ago health informatics background
you know 20 years ago and we obviously
were all afraid of silos of data. So
there was, you know, everyone had their
own little EMRs and everything was
siloed. And [snorts]
my reflection on TRE in Australia at the
moment seems to be that everyone is now
wanting to build a TR essentially to
build a silo around their data. Um, and
I wonder as a country that has gone down
the path, you guys have many, many more
TREs than we have. And I I'm kind of
like wanting to kind of say, can we put
the brakes on everyone having a TR? Can
you reflect on on that from a UK
perspective the kind of many versus a
few TREs?
Um yeah certainly I can give a
perspective I mean it's it's difficult
to you know um to dictate anything in
this space really you know uh
universities and organizations will will
do will do they what they want
ultimately but I think I think some of
the the
things to highlight are to try and
address um
uh maybe outdated views around TRE um
that and and raise awareness of of the
strengths of TRRES and what benefits
they bring um because I I'm relatively
new in this space as well and you know
when when I first was aware of of of
HICK and and joining this space you know
the the view was that oh it's difficult
to work with with them it's difficult to
work with data in a in a secure
environment um and so I think there
there are some kind of social or or
cultural views that need to be addressed
to make sure that um that more people
work with existing infrastructure rather
than say oh it's rubbish I can do it
better myself so I'll get some money
from somewhere and build my TR to my
specification or to my needs um and then
you know 3 years down the line when they
still don't really have a functioning TR
and no one wants to use it you know then
they go oh well actually maybe I should
have gone and spoken to people who've
got the experience of doing this. Um, so
I think, you know, there's there's uh
there's kind of a an an advertising and
and kind of exposure bit of of what this
space can can look like. I think there's
perhaps there's a there's a bit of a
stick I think needs to be used to to try
and to ensure that the right governance
models are clearly front and center of
of all these these TRE. um because in my
experience of a couple I've seen re re
recent ones that I've seen um is that
it's kind of been an afterthought um
they've focused on the the the technical
aspects and not um the the governance
aspects and then they go you know oh
we'd like to you to to to access this
data is like well who are you and why
should we give it to you so um so I
think um there will be there there will
be that needs to be dealt with and I
think the Last point to make is is
sustainability. Um it's one thing
building a TR with some grant money or
some institutional money that's been
made available to you, but to make that
sustainable long term is really
difficult. Um and it gets even harder
when there's, you know, 60, 80 or 100 of
you across the country doing very
similar things. Um so I think that's our
future in the UK. I think my my personal
view is that I think there will be a
contraction in this space because it
they just won't be it won't be
sustainable long term. Um so so yeah I
would certainly
uh not recommend going down to that
size. Maybe some more maybe may be good
you know having maybe some special
specialisms in certain technical areas
but data themselves shouldn't just be
sat in the same place and just oh I'll
just stick a TR around it and then I'm
I'm fine. I think there needs to be uh
more around data sharing and making sure
that's that's that's embedded in in the
culture. Do just as a quick followup, do
you [clears throat] and I think I'm unc
unfairly characterizing our data
custodians, but do you ever find
institutes who seem to be like, well,
it's the data governance of sharing
things out to other places is hard and
so therefore we'll just build a TR
because it feels like the data
governance is easy and and how do you
get people over that?
>> Yeah, that's exactly it. No, no, it's
exactly the same here. Um if I if I knew
the answer then then uh we wouldn't we
wouldn't be here I don't think. Um
>> yeah I think I think it's it's it's it
comes down to people right the
governance is always around one or two
people who who who have different risk
appetites and then just just that just
brings up barriers. Um so it's yeah it's
it's it's dealing with people and
building that that relationship of
trust. Um that's the key bit.
>> Yeah. Thank you. I I think Dom's got the
next question.
>> Yeah, thank you very much Chris for this
quite presentation. Um I was wondering
if the specifications for federation
cure for all kind of federation like
peer-to-peer or hub and spoke kind of
federation is it all of type of
federation or just a specific one?
>> Yeah, it's it's like uh so thanks very
much for the question. It's like Tim was
saying earlier, um, you know, if if we
if we became too specific and too
technical, then we'd we'd have Yeah.
you'd have a Bible size specification
because you would have to deal with all
the different types. And, you know,
early on through well, throughout
Federation, um, sorry, Trevolution,
we've kind of agonized over, you know,
what is a um, what is a federation? What
does federation mean? Can we define it?
And beyond you know very general high
level views um you can't really have a
single definition you can have you know
what we're working on you know patterns
of uh federation that meet certain needs
whether it's federated analytics whether
it's federated cohort discovery or
whether it's yeah like you say a
peer-to-peer uh uh data sharing uh type.
So the key thing that we've done in the
in pillar two sorry pillar five in
version two is that the the first
statements are you need to define
yourselves within your your group what
type of federation you are and then
agree the the criteria that you need
within your federation for uh inclusion
within that federation and things like
that. So I it it may feel like a copout
in that we've said it's not up to us to
define it but I think even with that
it's been it is it's become really
helpful in in people to frame it's like
oh are we in a federation do we want to
be in a federation okay well if we do
then okay we need to do these things so
um so yeah it may feel a little bit
standoffish but actually I feel it's
been it's it's it's making the right
discussions happen.
>> I think Kylie's got some questions from
the chat now. Uh FA.
>> Yes.
>> Yes, I do. So, um I vet has put in a
question. Um what has been the hardest
and conversely easiest parts of the
Satcha development and also the
assessments groups have done?
>> Huh. Uh that's a really good question.
Um
>> it's easy, isn't it? Yeah. [laughter]
>> Yeah. I think probably certainly in
version one, I think the hardest thing
was time because it was it was a 9-month
sprint project from start to finish and
we had like a month's notice to start
the project. So I think we were funded
in
February for a March start um and then
end in October.
Um
so so we had to work very rapidly and
closely um and efficiently and that's
where kind of the collaboration came
cafes came to their to their four um
easiest part um actually I think
adoption
has been somewhat the easiest haven't
really had to do a lot of kind of
evangelizing because everyone in the
community well not everyone but
certainly a large proportion of the
community was already working with us on
the specification.
Um it kind of almost naturally happened
that organizations like okay yeah we'll
probably start adopting it um and and
and say that we're adopting it. So I
don't know Tim I don't know if you have
any thoughts on what easiest and hardest
things that we've done are.
So yeah, I think um like time for the
first part was was interesting because I
joined the project a bit late and and
and we did change the direction of it
about halfway through as well which uh
just because it originally I think there
was a view that this would be quite a
technical standard of like what does the
AR what does the infrastructure look
like? how does the data flow and then
actually it turned into you know to
feedback from the community kind of
redirected us towards what does good
look like for governance what processes
do you need how do you how do you
control stuff so I think that that that
made the time even shorter um and the
easiest thing I think I mean one thing
because I was I sort of led the
development on on V2 the as the
community has become more cohesive
across the UK actually getting them
involved in writing the stuff has been
great like really really good engagement
from across that community and that
community didn't really exist with V1.
So you know the one thing that DARE has
done that isn't you know strictly a a
research output has been bringing the UK
TR community together and giving it
direction and and and everybody kind of
knows each other. The organizations
understand basically what we all do. So
I think that that's been really good.
>> That's fantastic. Hopefully we can get a
similar thing happening here. Um so
Martin also has put in a question in the
chat and he said you mentioned that
standing up a TR is straightforward
relatively speaking but sustaining them
is difficult from your experience what
are the challenges in sustaining TRE and
Martin's noted asked by a group member
who have just opened the door to an S
sur at a uni in New Zealand. So it
sounds very topical for Martin.
>> Um like like I mentioned uh to to
previous to Andrew's question uh
sustainability is the hardest thing. So
funding and maintaining funding for for
your uh for what you do. um because
you'll get
um you'll get compl constant complaints
if you're charging to for access like we
do in in in Dundee and and other
organizations do uh on a cost recovery
basis on a per project basis you will
constantly be being told you're too
expensive regardless of how how
expensive it actually is to pay for the
expertise to manage data to manage the
security you know everything. So, um
sustaining it and I guess um engaging
with with data controllers when you're
trying to get access to a new data set
um and and trying to uh persuade or uh
demonstrate to data controllers that you
are a safe pair of hands and can be
trustworthy custodian of of that data
for research. So, you know, yeah, I
think those probably the two hardest
things is trying to work with with
different organizations to to provide
access to your data to their data
securely. Um, and then making sure that
you're here for the long term. Um, and
it it's a constant it's a constant
effort to to do both those things. Um uh
so you you just need to have diversity
in in your in your team and in your
capabilities to keep that the the I
guess the the lights on.
And good luck with your sur in New
Zealand. Um happy to help where where
you where you if you if you'd like.
>> You can fly out to New Zealand Chris and
advise.
>> I'd honestly I'd love to. [laughter]
>> Um
>> beautiful part of the world over there.
Um we have one more question from Jake.
Um and Jake asks, "Can Satra scale to
smaller TRE like university level um as
well as larger ones?" Do you want you
want me to Chris?
>> Oh, go ahead. Yeah. Yeah. Go ahead, too.
Yeah. [laughter]
>> So, so uh yeah, so Chris obviously is is
part of HICK which um whereas I work for
UCL. our
um we've got two TRE uh at UCL and and
there is a fundamental difference um
between the way that universities often
run TRE and the way that um more kind of
data provider type TRES like HICK do
>> in that we really we're we're a platform
as a service right you bring your own
data you can build your own stuff within
our environment
um but you you understand your data we
don't as a platform provider provider.
Um, so will still work in that way, but
you do have to um, so one of the things
that we're very clear on and if this is
something you're interested in, like um,
UCL has published all of its kind of all
of its documentation, all its ISO
documentation.
So it's things like understanding that
shared responsibility model of you know
when I tell Chris that our our uh
researchers are responsible for their
own outputs is sort of horrified right
which is understandable because they
control their data whereas we have a
very strict um uh shared responsibility
model that says you know what people
should and shouldn't do and where our
responsibilities stop and where where
theirs begin. So it is universal in that
respect. You just have to make sure that
you've got um uh the documentation and
how it's presented and there are good
examples from other UK universities and
and world universities that um that can
help with some of that stuff.
>> Fantastic. Um one more question has just
popped up in the chat. I might ask you
Bika um to um maybe verbalize your
question um because you might just need
to explain what the rain study is um for
our presenters.
>> Okay. Uh so my name is Bleitza and I'm
the scientific manager at the rain
study. Let me just um
um just have my face as well. So um we
have uh like a multigenerational cohort
study that um has been running since
1989 and currently we have been work we
have been inviting participants coming
through for their 18th follow-up. Uh
it's a multigenerational study where
we've got generation one, two and three
which is like uh parents, grandparents
but also now the babies of the gen 2
participants
and um we have an ample amount of data
um available and the major issue it's
always sharing that data and how to
share it whether sending um via I don't
know this transfer file files that are
secure and not secure. But we always are
faced with um that little bit of
uncertainty. What happens to the data
after the project finishes because we
have no idea whether it is destroyed,
how like properly um and all of that has
come to now like we need to start being
more um involved with these trusted
research environments where we can give
the researchers access to that data
where they can run the analysis and and
essentially um kill the um
[clears throat] access after a completed
project.
Is that something that Sarta can um be
used for or are we truly looking because
of the nature of the study that we will
have to have that um siloed data um TR
for the brain study.
>> So that is a really really good in a
good question. Uh thank you. And and al
also you know as as a data controller
you know the kind of thing I was
mentioning before in other questions I
think it's really good that you're
you're asking these questions and and
you know challenging yourselves around
this. Um so I think obviously my my
argument would be is don't build your
own um because it will take you a long
time to do it and and uh and we don't
have the funds.
and and you you don't have the funds.
So, you know, work on building trusted
relationships with with existing TRE and
and and a good solid
uh data sharing model with those data
with those TRE so that um
researchers can get access to to the
data through mechanisms that that
they're already familiar with.
>> Yeah. Um, and I know I know some so for
example in Scotland we have Share um,
which is which is a bio bank and and uh,
a long-term population cohort that we we
run a TR for in Dundee. We also have
Generation Scotland which kind of works
more like like yourself um
>> in terms up to now in in sharing the
data but now they're working with with
um uh with a TR provider in Edinburgh
and building and building a TR for them
under kind of similar spec as as other
TR in Scotland. So
>> um and you know I'm sure you're you're
you're familiar with UK B. Uh so we're
we're talking to them at the moment in
terms of how to
>> develop a TR to suit their their needs,
you know, they're their somewhat
substantial needs. Uh so they're they're
looking very closely at at this space as
well. Um
>> and I can't really talk for them, but
you know,
>> Yeah. Yeah. Um but I would certainly
encourage you not to build your own um
but to work with with others and and
build those kind of data data sharing
agreements and trusted agree uh
relationships with
>> Yeah. Um
>> thank you.
>> I I I just noticed we're we're past the
hour and that's a very good question. Uh
come to the ARDC um uh and talk to us as
well because maybe we can help uh with
that question.
>> Okay. Um, Chris and Tim, I'd just like
to thank you very much for presenting. I
know it was very early in the morning.
It was uh it was an 8 am start for you
in Dundee. So, and it's really
informative and um and I I think the
community's got quite a lot out of this.
So, thank you very much for your
presentation. Uh it was great. Um so, uh
we'll wrap at that and um yeah, thanks
everybody for attending.
>> Thank you.
>> Thanks. Thanks again for the invitation,
Roger, and thanks all for the really,
really interesting questions. So, um,
yeah, hope to see you soon again soon.
Thank you.
>> Thanks, Chris. Bye. Thanks, Tim.