Physics of near-extremal black holes II
Watch on YouTubeVideo summary
The video discusses the quantum physics of near-extremal black holes, specifically focusing on how full quantum theory in JT gravity resolves discrepancies found in semiclassical calculations. In the classical or semiclassical regime, where quantum effects are negligible, the absorption cross-section of a black hole equals its area, and the emission spectrum follows a standard thermal Hawking distribution. However, when the energy scale approaches that of quantum fluctuations, these semiclassical results break down. The full quantum calculation reveals that the emission rate is significantly lower than the thermal prediction because the density of available states is depleted at low frequencies due to large quantum fluctuations. Consequently, the black hole does not emit thermally in this regime, and the ensemble equivalence between microcanonical and canonical descriptions fails because the system cannot be treated as a standard thermodynamic object with small fluctuations.
A particularly counterintuitive result emerges when examining the absorption cross-section in the deep quantum regime. While one might naively expect that fewer available states would lead to a smaller absorption cross-section than the black hole's area, the calculations show the opposite: the cross-section becomes larger than the area as the black hole approaches extremality. This paradox is resolved by recognizing that the absorption process involves two competing factors: the number of states and the probability of transitions between them. In the quantum regime, although there are fewer states, quantum fluctuations dramatically enhance the transition amplitudes, allowing the black hole to absorb waves more efficiently than classical geometry would suggest. This enhanced ability to make transitions is linked to the behavior of correlation functions, which decay as a power law rather than exponentially, meaning excitations persist longer and respond more strongly at low frequencies.
Despite these profound theoretical insights, the video concludes that observing such quantum effects in astrophysical black holes is practically impossible. The energy scales required to probe these quantum fluctuations are so tiny that the corresponding wavelengths of radiation would be astronomically large—orders of magnitude larger than the observable universe. For an astrophysical black hole with a radius of kilometers, the relevant wavelength could be on the order of $10^{70}$ kilometers, making any experimental measurement infeasible within the current or foreseeable future of the universe. Therefore, while these findings are theoretically vital for understanding that black holes behave as conventional quantum mechanical systems and that the classical extremal black hole is an artifact of taking limits in the wrong order, they remain a subject for theoretical exploration rather than direct astronomical observation.
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discussion with your questions, okay?
So, we have a computed this uh
We have everything that we need to
compute the absorption
probability
uh
uh using the full uh
quantum theory of JT gravity
uh
that describes the quantum black hole.
Uh the results were written there
the blackboard I erased them, but uh out
of the those results, first thing that
uh you can do is uh verify
that in the
regime
the quantum regime where uh the
classical regime
where these are larger than the energy
scale at which uh quantum effects become
important
you can verify that that result using
that uh
hyperbolic cosine and uh the sinh for
the density of states
that this goes to the correct uh
absorption probability that uh we had
before.
And I think uh yeah, I don't know
whether I'm putting the factors always
right.
Yeah, this is correct. This
and uh
Yeah, so we recover
also the absorption cross section
equal to the area.
So, that's a check
that the
quantum results reproduce the classical
results where they should. But of
course, the interesting thing
is the regime
where these uh energies
are comparable, okay?
Where the emission or absorption of a
single quantum has an important effect
on the black hole field on the black
hole state.
So, the results are explicit. We have
formulas that we can plot.
We can plug in
all of the absorb the full absorption
cross
absorption probability into this formula
and compute what is the
emission rate.
The emission rate of the black hole as a
function of uh
or for a given frequency
per unit frequency
that's uh
essentially this this factor over here
we can plot it.
We can plot it as a function of the
frequency of the field
divided by the energy above externality
of the black hole.
Then the Hawking calculation
gives you a typical
black body
spectrum thermal emission.
So, this is Hawking
semiclassical.
Which we know it can't be right because
this is when the when the frequency of
the quantum that you're emitting is is
of is equal to the energy that's
available to radiate.
So, this uh leads you to the puzzle that
the black hole would be emitting or
radiating more than it can radiate. So,
this curve can't be right. This is a
problem that we discussed the other day.
Okay? Now, if you instead of uh using
this result, this is what you get
by inputting this.
If instead of this
you take the full quantum result
then the curve is uh
something like well, it's not above,
it's always below.
Something like this.
So, this is the full quantum result, the
quantum black hole emission rate.
So, you see that it's much smaller
which perhaps shouldn't be surprising
because you have fewer states that can
emit radiation, okay? We saw that the
spectrum of the states is uh
depleted at low frequencies uh due to
these large quantum fluctuations. So,
you have fewer states that can radiate
and then this gives you smaller
radiation. And then also and this
spectrum now doesn't go into the region
where it shouldn't go. So, it's cut off
at the
maximum
uh available energy, okay?
Now, this uh this means that the black
hole is not emitting thermally. So, the
Hawking calculation that gets it uh
badly wrong.
This uh spectrum is not uh is not
thermal.
You have a breakdown of ensemble
equivalence. Uh you know that ensemble
equivalence between say microcanonical
and canonical
that's uh valid when you're in the
thermodynamical limit where the
fluctuations are small. Fluctuations
here are not small.
So, if you consider a black hole that
has where you specify
say the temperature
then there's a wide
distribution of black holes with a given
energy that you're exciting that
that your ensemble contains, okay?
This also means that if you begin if you
start your system, you begin with a
black hole say in a canonical ensemble
and then you let it radiate
then as the black hole radiates, it's
not going to remain in the canonical
ensemble. It's going to go to some other
ensemble.
The ensemble has been worked out. That
was work by Anna Bics
who followed the evolution
of an evaporating black hole in this
quantum regime. Then what she found that
there's some other ensemble, a new
ensemble that describes how well an
evaporating black hole evolves. The
ensemble of black holes evolves, okay?
This is uh
the picture that solves
or the result that solves the
the puzzle that we discussed at the
beginning of the lectures.
That this is the available energy.
This is the energy of the Hawking
quantum.
This was the three halves
of T that we got
which tells us at least that we uh
have been uh
energy where we can still radiate, but
we're not radiating thermally, okay? So,
radiation from this uh part of the
spectrum
that's not uh
not thermal.
So, this solves a puzzle, but then we
can also ask another question.
What happens to the absorption cross
section? Say that now we have the black
hole over there and then we throw a wave
we scatter a wave off the black hole and
then we measure the cross section.
That's uh
in the classical regime, this gives you
uh the result that you get of the after
absorption cross section if you measure
it and then this gives you a measure of
the area of the black hole. And then uh
in the semiclassical regime, you could
say well, this experiment that I'm
performing
so, we're performing a scattering
experiment
of a black hole
you can say that this is probing
the states that the black hole the the
the black hole states that
uh make up uh
the black hole, okay? So, you
measure in the in the semiclassical
regime
the absorption cross section
is equal to the area.
And then a measure of the absorption
cross section in this regime is giving
you
a measure of
uh
the density of states. Okay, so this is
kind of an operational way of measuring
the number of black hole states.
Now, this is semiclassical.
If we now go to the quantum regime, you
may ask yourself well, if I perform this
scattering experiment, am I also getting
something that I would reflect uh
directly the number of
uh the number density of states of black
hole states that I have?
Well, we have this result in the quantum
regime.
We have the absorption cross section.
And then you may
plot it.
And so, this has some dependence on
omega.
You may plot
this absorption cross section
as a function
of the frequency divided by the energy
of the initial black hole.
Then the semiclassical result
would be that at low frequencies, but as
the frequencies go higher, this will
change, but at uh
low frequencies, the semiclassical
result
is that the absorption cross section is
equal to the area.
Now
you have this result that we have
computed in the lecture and then you
plot it now.
And then you might expect that since you
have a fewer black hole states then the
absorption cross section should be
smaller.
Okay? So, expectation naive expectation
would be that quantum
sigma
absorption
should be less
than the area.
Okay?
Because the area overestimates the
number density of states, so that we
have this spectrum.
This is the what the area would give
you, but the quantum result is smaller.
So, this is what you might expect.
But the result, when you plot it, and
you can see that I've drawn this low,
is that actually the result is higher.
So, this is for some energy
that's uh say uh
0.1
1
eV.
So,
in a regime where you're deep into the
quantum regime,
the absorption cross section is larger
than one.
So, sigma
this is wrong.
It's larger than the area.
Okay? And the closer you are to
extremality,
the larger this becomes.
Okay?
So, this may sound paradoxical,
because what it's telling you is that
you have fewer states, but the black
hole is absorbing more.
How can this be?
Well, what happens is that the
calculation of the absorption cross
section
folds into two effects. One of them is
the density of states, but also the
probability or the
ability of these states to
uh
uh to induce the transitions.
It turns out that in the quantum regime,
uh
the quantum fluctuations enhance the
ability of the black hole to perform
transitions between two states.
And this effect
is something that outweighs the
suppression of the depletion the
depletion the number of states that uh
are radiating. So, you have fewer
states,
but they are better at performing
transitions.
They if you induce uh
if you excite the system with this uh
quantum with this external field, then
the transition
amplitudes between states they become
larger. And this is what makes this
effect. Okay? So, you have fewer states,
but they are
uh more easily excited. And that's
something that we could have
anticipated, because it's known that the
two-point correlation function
Okay? This is what is telling you about
uh what you excite the system at some
instant, then you measure the response
at a later instant at a later time.
In a typically in a black hole, this is
going to decay.
In a semiclassical black hole, this is
going to decay
exponentially with a factor that's
controlled by the
surface gravity or the temperature of
the black hole. Okay? So, this is what
you get in the semiclassical regime.
But quantum fluctuations, instead,
make this
decay like a power law.
But this is a quantum fluctuations.
So, this means that at late times,
these excitations die away less quickly.
They last longer.
And late times corresponds to uh
small frequencies.
So, then this means that at small
frequencies, the black hole is more able
to make jumps to make the transitions
between the two different states. And
that's the effect that drives this
quantum cross section larger.
Okay?
So, then you can think that well, this
could be an observational way, if you
can perform this experiment for these
black holes,
uh
that you have some black hole out there,
you measure the charge, because you can
measure the charge through scattering
experiments with the electrons,
then you can measure the the mass also
with the or dynamometer or then by also
throwing particles around it. That's
where you have a an estimate of what
the mass
and the charge of the black hole is. So,
that's
pretending here that I'm an
experimentalist, that I have the object
down there, I'm measuring this,
then you find that you make a very
precise
measurements, and then you find that M
is
almost equal to Q.
And then you say, well, how can I know
whether this is a classical or a quantum
object?
Well, you can perform this scattering
experiment, you send a wave,
then you measure the absorption cross
section
of the wave,
and then if you find that this is larger
than pi
Q squared, then you say, well, that
object is behaving like a quantum
object. You find that this is Q squared
by Q squared, then this means either
that we
got something wrong about the gravity or
simply that the black hole is not close
enough to extremality. Okay? But that's
in principle
an operational way of observing large
quantum fluctuations of of the black
hole.
Is this something that we think that we
can observe in black holes out there?
Uh unfortunately, the answer is no,
because the quantum regime
is a regime that's where the difference
between energy levels is really tiny.
And then this means that since the
difference between energy levels is very
tiny, the temperature of the black hole
is tiny, the wavelength of the radiation
that's probing this is extremely long,
and we're never going to be able to
measure this, at least in astrophysical
black holes. Primordial black holes
might be a different matter, but they
they also come with other issues. Just
to give you an idea of
some numbers, which I haven't given so
far.
So, the quantum effects become important
at this energy scale that we're calling
eV.
And this energy scale
is of the order of the black hole
inverse of the black hole radius times
the entropy uh the naive black hole
entropy. So, if you want to this is Q
squared by Q squared. Okay?
So, what is this number for an
astrophysical black hole?
If you have an astrophysical black hole,
the radius
is of the order of a kilometers.
You have black holes that LIGO is
observing have a
radii of the order of say 100 km, 10 km
or so. Okay?
So, if we translate this into a
wavelength, so this would be the
wavelength of the radiation that the
black hole is emitting,
the wavelength is the wavelength of this
radiation, the wavelength of the
radiation that we're using to perform
our scattering experiment. Okay?
So, this is a wavelength
that's really very long. A wavelength of
a kilometers for an astrophysical black
hole that's or for a astrophysicist,
that's very long. Okay? I mean, that's
something that they are not going to
observe. That's uh
beyond the what uh yeah, typical
astrophysics would give you. But the
wavelength
that this scattering experiments
is uh
uh using,
this is a wavelength that's not the
order of the kilometers. It's the order
of kilometers multiplied by the entropy
of the black hole.
And the entropy of the black hole of an
astrophysical black hole, this entropy
for a black hole that has kilometers in
size is of the order of maybe 10 to the
77, 70 something.
So, the wavelengths that are involved
here are of the order of 10 to the 70
something kilometers.
That's larger, of course, much larger
than the size of the visual universe.
So, you would need to wait for the
universe to expand, to cool down. The
CMB, of course, would be a massive uh
distortion here. So, you have the
universe has to expand to leave enough
room.
The
uh temperature of the CMB should uh
get below also these scales, and then
that's when you can perform the
experiment. So, don't wait to to do
this, because I don't think that we have
any chance or at least
in astrophysical black holes. Of course,
it's not surprising that we cannot
observe large quantum effects in
astrophysical black holes. Astrophysical
black holes are objects of as I say,
kilometers in size. You don't expect on
something that has kilometers in size to
observe large quantum fluctuations.
Okay? We don't even Hawking radiation.
So, this is something that uh
if you want to look for it
observationally, then you have to
yeah,
wait for
or look for a different scenario.
Another indication of how difficult
these effects are to to observe is the
following.
As I already mentioned,
we can also consider there are also
other modes that enter at the same
scale. We have the social modes, but we
also have the rotational modes. And as I
mentioned yesterday, then the
gap in energy or the typical energy of
adding
uh angular momentum to one of these
black holes,
so, this is of this
disorder.
So, this was J J plus one
eV.
Okay?
So, if we have a say,
what is the difference
between
uh the spinless
black hole, which has zero energy, what
is the gap
between the spinless black hole state
and the
uh black hole that has one unit of
angular momentum?
So, this is of the order of eV.
So, we're talking here about the
measuring differences in black hole
states,
where the difference is the same as you
have the spinless black hole, you add
one unit of angular momentum, and this
is the energies that are involved in
this experiment. Of course, we don't
expect to observe a difference between a
spinless black hole and a black hole
with one unit of spin in any
astrophysical setting.
So, that's why this is something that
it's a theoretical ex-
uh thought experiment, and I think that
they are interesting because they are
telling us that we can have a
quantum control
or we would control over quantum gravity
effects, black holes, and that's
something that I think it's a
uh something that uh well, so far we
haven't had.
So, theoretically it's very important or
very interesting.
Uh observationally, I don't think that
we have any chance.
Okay?
But, as I say here, I mean, this is a
school on theory.
Uh
we can come then to I mean, I want to
make some remarks that kind of go back
to the what I said at the beginning of
the lecture, and that's something that I
didn't say yesterday, but I try to
summarize now.
Um
Okay.
Just to uh
>> [clears throat]
>> final remarks that I want to make
are the following.
The main theme
of these [clears throat] lectures is
that in this regime of very small
temperature
black holes are highly quantum objects.
That maybe it shouldn't be surprising.
Okay?
Another theme of the what I'm saying is
that the black holes are objects that
follow the laws of quantum mechanics.
Black holes behave Black holes behave as
quantum mechanical systems.
This is not to say that we're solving
the information problem or the unitary
problem. That's another problem. I mean,
the unitarity problem is also asking
whether black holes behave as quantum
mechanical systems.
But, we had already argued at the
beginning of the the lecture that there
are problems with the description of a
black hole as a black hole as a
conventional system that appears at low
temperatures. So, it looked
like uh
black holes
at uh low T
low temperature
are they
quantum mechanical good
conventional quantum mechanical uh
systems. We found that the
fact that they have non-zero entropy at
the classical level and that they have a
uh
radiation
can't be
uh
would seem to violate
QFT
in curved space-time.
Okay?
So, that the radiation spectrum that we
get from quantum field theory in curved
space-time didn't make sense.
So, this is uh something that would tell
you that well, there's some problem with
uh
black holes at a low temperature, and
it's unclear whether they are going to
behave like conventional quantum
systems. These two problems we have
solved. What we have done, so now we
know that the entropy or the density of
states
as a function of the energy, goes to
zero when the energy goes to zero.
And radiation
is
calculable
and not thermal.
But, to cal- calculate it to compute it,
we've used the just conventional quantum
mechanics. So, black holes
are
conventional quantum systems.
Black holes are not outliers. We can
bring them into the fold of uh
physics as we understand the rest of the
world. Okay? I think that this is only a
very important conclusion. So, as I say,
the black hole information problem is
also asking whether black holes are
conventional quantum systems, whether
they behave according to unitary quantum
mechanics. What we're doing here doesn't
address the unitary problem, but it
gives us confidence that black holes
should also in that case behave as
conventional quantum systems and follow
unitary quantum mechanics. Okay?
So, that's uh
one of I think uh the
good news of this all of this analysis.
Okay?
Now,
>> [clears throat]
>> again, going back now to
things that we have to revise. What does
this mean?
Well, it means that as I was saying
the extremal black hole is not an object
in physics. The classical extremal black
hole is not an object in physics.
Despite what we've been teaching and
learning for many years.
Let me see why it's not
So, we found
that the corrections to the entropy
uh
were
went like log T.
Okay? Of course, this factor log T.
The leading uh
term in the entropy
that's the area of the black hole,
that's 40 H bar. Okay?
So, what we have is that uh
delta S over S
up to the factor of G Newton that goes
like H bar log T.
This is what I want, and there's some
factors here. Factor depending on the
area.
The point that I wanted to make is that
the classical extremal black hole
is the result of taking the wrong order
of limits.
You take the When you consider the
classical extremal black hole
you're taking first
H bar goes to zero
to go to the classical theory
and then
you take T goes to zero, or if you want,
kappa goes to zero.
Okay?
And we see that that's wrong.
If you send H bar to zero
and then well, H bar goes to zero would
kill this completely. The right limit
The correct way of doing
correct procedure
is
you keep H bar fixed and it can be small
and then you lower the temperature.
And then as you do this
this is small but not zero, there's
going to be some value of the
temperature at which these corrections
are going to be large.
Okay?
And there's
always a temperature at which
smaller than one.
So, this is wrong.
The classical extremal black hole
doesn't exist, and we should uh
say this clearly.
Okay?
Now, let me just say one more thing
about the quantum corrections
to
the entropy.
As I was saying in general
you have
this expression for
the Bekenstein-Hawking expression for
the
for the entropy.
Then
quantum corrections, we've seen that
they give us
this effect.
But, then you may have heard about the
other log corrections to the black hole
entropy.
Those would be
some constant here
log area.
Log area corrections, they appear
universally as quantum corrections to
to black hole entropy. So, both of them
come there with a log, but they
correspond to different physics. So,
this is
what comes from quantum fluctuations
at the scale
of the horizon radius. That's the width
of the throat. Okay? And this is the
scale that enters enters here. This is
log R plus.
This is a coefficient that in general
you have to work out. That's something
that requires some work. People have
been
doing this for different kinds of
theories and black holes, but these
corrections are always small because log
area is always much smaller than area.
Okay?
But, these ones
these are quantum fluctuations
at the scale
of
in terms of a length scale, the order of
one over T. And this can be much larger.
Okay? So, this is the the difference.
So, we have both of them.
These are always small, but these are
the ones that we could have anticipated
these effects that should be there. But
it's only more recently that we've
understood that we can compute them with
with control. Okay? So, then that's a
uh entire picture.
These come from different contribution
from the one with determinant, different
scales. These are the ones that we
obtain from the Schwarzian, and these
are the ones that tells us that tell us
that the extremal limit in
in general it's undefined.
I think that I will
stop here and then uh well, ask you for
questions um in our If you have any
questions, then I will
we can discuss them now. Okay?
>> [applause]
>> Okay, and we can start discussion.